DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 03/31/2014

Position Statistics

Total Positions 5,151
New Positions 329
Increased Positions 2,991
Decreased Positions 1,831
Positions with Activity 4,822
Sold Out Positions 215
Total Mkt Value (in $ millions) 146,936

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.22%
Capital Goods 3.59%
Conglomerates 0.19%
Consumer Cyclical 2.34%
Consumer/Non-Cyclical 5.47%
Energy 9.7%
Financial 20.52%
Healthcare 9.52%
Services 20.02%
Technology 13.74%
Transportation 1.85%
Utilities 7.59%

5,151 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CLEAN HARBORS INC COM 3,125 -5,330 (63.04) 50,944
BLACKROCK MUNI INTER DR FD INC COM 3,118 315 11.25 218,535
CHENIERE ENERGY PTNRS LP HLDGC COM REP LLC IN 3,118 28 .91 128,582
DIREXION SHS ETF TR DLYFINBEAR3X NEW 3,117 New 177,605
ACORDA THERAPEUTICS INC COM 3,114 -230 (6.87) 100,434
ELLINGTON FINANCIAL LLC COM 3,105 360 13.10 132,143
CATHAY GEN BANCORP COM 3,101 221 7.68 121,066
ADVISORY BRD CO COM 3,099 245 8.59 59,352
PENNANTPARK INVT CORP COM 3,099 84 2.79 266,121
HHGREGG INC COM 3,095 2,721 726.86 343,492
INVESCO QUALITY MUNI INC TRST COM 3,092 405 15.05 257,485
MARKETAXESS HLDGS INC COM 3,092 2,282 281.77 62,812
PETMED EXPRESS INC COM 3,091 -1,137 (26.89) 228,128
TELEDYNE TECHNOLOGIES INC COM 3,090 -404 (11.56) 32,295
ENLINK MIDSTREAM LLC COM UNIT REP LTD 3,080 1,802 140.90 78,277
AQUASITION CORP COM 3,080 New 304,031
PROSHARES TR 30YR TIPS/TSY 3,077 New 85,000
CHINA LIFE INS CO LTD SPON ADR REP H 3,075 2,108 218.08 76,502
TECHNE CORP COM 3,072 -2,259 (42.37) 33,700
FLEXSHARES TR INT QLTDVDYNAM 3,069 1,499 95.44 104,650