DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 12/31/2013

Position Statistics

Total Positions 5,207
New Positions 300
Increased Positions 1,550
Decreased Positions 3,510
Positions with Activity 5,060
Sold Out Positions 367
Total Mkt Value (in $ millions) 139,666

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.01%
Capital Goods 3.88%
Conglomerates 0.22%
Consumer Cyclical 2.48%
Consumer/Non-Cyclical 5.72%
Energy 8.45%
Financial 22.39%
Healthcare 9.47%
Services 18.68%
Technology 15.06%
Transportation 1.92%
Utilities 6.8%

5,207 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MERCURY GENL CORP NEW COM 2,616 -60 (2.24) 56,822
ISTAR FINL INC COM 2,615 -1,998 (43.31) 179,386
INVESCO TR INVT GRADE MUNS COM 2,613 2,564 5,240.72 205,404
MANTECH INTL CORP CL A 2,609 59 2.32 87,998
CONMED CORP COM 2,609 -2,100 (44.6) 54,743
HOMEAWAY INC COM 2,608 123 4.94 72,157
PROSHARES TR HD REPLICATION 2,601 -1,510 (36.74) 62,281
SIERRA WIRELESS INC COM 2,598 1,599 160.01 120,635
MFA FINL INC COM 2,592 518 24.96 328,477
WEST PHARMACEUTICAL SVSC INC COM 2,590 -3,089 (54.4) 59,178
SYNTA PHARMACEUTICALS CORP COM 2,590 -371 (12.54) 652,298
NEOGEN CORP COM 2,583 344 15.39 61,138
INTEGRATED DEVICE TECHNOLOGY COM 2,580 -5,733 (68.96) 225,144
ARUBA NETWORKS INC COM 2,580 -3,270 (55.9) 122,908
CARNIVAL PLC ADR 2,578 2,578 New 68,196
MICROSTRATEGY INC CL A NEW 2,577 1,189 85.62 24,663
SUMMIT HOTEL PPTYS COM 2,575 -773 (23.09) 282,341
MERIDIAN BIOSCIENCE INC COM 2,573 -556 (17.77) 117,928
SWIFT ENERGY CO COM 2,573 -1,970 (43.37) 219,161
STRAYER ED INC COM 2,572 -4,941 (65.77) 58,065