DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 12/31/2013

Position Statistics

Total Positions 5,207
New Positions 300
Increased Positions 1,550
Decreased Positions 3,510
Positions with Activity 5,060
Sold Out Positions 367
Total Mkt Value (in $ millions) 139,666

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.01%
Capital Goods 3.88%
Conglomerates 0.22%
Consumer Cyclical 2.48%
Consumer/Non-Cyclical 5.72%
Energy 8.45%
Financial 22.39%
Healthcare 9.47%
Services 18.68%
Technology 15.06%
Transportation 1.92%
Utilities 6.8%

5,207 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PENNANTPARK INVT CORP COM 2,819 -1,239 (30.53) 258,896
POLYONE CORP COM 2,819 -4,764 (62.83) 73,048
EMULEX CORP COM NEW 2,814 -577 (17.02) 381,364
GAMING & LEISURE PPTYS INC COM 2,811 1,539 121.00 74,927
ISHARES SHRT TRS BD ETF 2,811 -1 (0.04) 25,495
BLACKROCK MUNI INTER DR FD INC COM 2,791 1,788 178.08 196,435
RETAILMENOT INC COM SER 1 2,783 2,418 662.65 89,588
FEI CO COM 2,777 -12,382 (81.68) 29,615
DYNAVAX TECHNOLOGIES CORP COM 2,777 1 .03 1,851,441
SYNAGEVA BIOPHARMA CORP COM 2,774 -591 (17.57) 35,153
ISHARES TR 0-5 YR TIPS ETF 2,773 -2,305 (45.4) 27,300
ACADIA PHARMACEUTICALS COM 2,766 -1,437 (34.18) 142,303
FAIRCHILD SEMICONDUCTOR INTL COM 2,757 655 31.19 213,714
PRECISION DRILLING CORP COM 2010 2,743 1,796 189.83 215,626
RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 2,741 -916 (25.05) 168,063
CATHAY GEN BANCORP COM 2,734 -2,665 (49.36) 112,433
MEDIDATA SOLUTIONS INC COM 2,734 -1,708 (38.46) 52,623
CHICOS FAS INC COM 2,733 -2,209 (44.7) 173,075
HNI CORP COM 2,727 -1,037 (27.55) 81,292
POINTS INTL LTD COM NEW 2,724 -88 (3.14) 115,405