DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 06/30/2014

Position Statistics

Total Positions 5,363
New Positions 444
Increased Positions 2,465
Decreased Positions 2,633
Positions with Activity 5,098
Sold Out Positions 244
Total Mkt Value (in $ millions) 146,782

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.53%
Capital Goods 3.55%
Conglomerates 0.14%
Consumer Cyclical 2.3%
Consumer/Non-Cyclical 4.99%
Energy 9.65%
Financial 18.83%
Healthcare 9.76%
Services 21.3%
Technology 13.9%
Transportation 2.17%
Utilities 8.53%

244 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ACCRETIVE HEALTH INC COM -12 Sold Out 0
ACTIONS SEMICONDUCTOR CO LTD ADR Sold Out 0
ADVANTAGE OIL & GAS LTD COM -773 Sold Out 0
ALASKA COMMUNICATIONS SYS GRP COM -3 Sold Out 0
ALPHA PRO TECH LTD COM -1 Sold Out 0
AMBIENT CORP COM NEW Sold Out 0
AMBOW ED HLDG LTD ADR REPSTG CL A -4 Sold Out 0
AMCON DISTRG CO COM NEW -1 Sold Out 0
AMERICAN DG ENERGY INC COM Sold Out 0
AMERISERV FINL INC COM -62 Sold Out 0
ANDATEE CHINA MARINE FUEL SVCS COM -4 Sold Out 0
ASSEMBLY BIOSCIENCES INC COM -115 Sold Out 0
ATHERSYS INC COM -30 Sold Out 0
AXT INC COM -2 Sold Out 0
BARCLAYS BANK PLC CARRY ETN 38 -27 Sold Out 0
BARCLAYS BK PLC BARC ETN EUR50 -36 Sold Out 0
BARCLAYS BK PLC IPATH S&P MT ETN -366 Sold Out 0
BIODEL INC COM NEW Sold Out 0
BIRNER DENTAL MGMT SERVICES IN COM NEW -2 Sold Out 0
BLACKROCK MUNICIPAL BOND TR COM -356 Sold Out 0