DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 12/31/2015

Position Statistics

Total Positions 4,604
New Positions 261
Increased Positions 2,041
Decreased Positions 2,381
Positions with Activity 4,422
Sold Out Positions 110
Total Mkt Value (in $ millions) 144,628

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.41%
Capital Goods 4.05%
Conglomerates 0.22%
Consumer Cyclical 3.19%
Consumer/Non-Cyclical 6.97%
Energy 5.76%
Financial 13.85%
Healthcare 10.75%
Services 21.29%
Technology 15.73%
Transportation 1.74%
Utilities 8%

110 Sold Out Positions as of 12/31/2015

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ABILITY INC SHS -750 Sold Out 0
ACHAOGEN INC COM -221 Sold Out 0
AETHLON MED INC COM NEW -6 Sold Out 0
ALLIANZGI CONV & INCOME FD COM -35 Sold Out 0
AMBASSADORS GROUP INC COM -143 Sold Out 0
AMERICAN APPAREL INC COM -1 Sold Out 0
AQUA METALS INC COM -18 Sold Out 0
AROWANA INC UT 1SH 1RT 1WT -56 Sold Out 0
ASPEN AEROGELS INC COM -76 Sold Out 0
ASTRO-MED INC NEW COM -8 Sold Out 0
ASTRONICS CORP CL B -919 Sold Out 0
ATA INC SPONS ADR -66 Sold Out 0
BIOPHARMX CORP COM -5 Sold Out 0
BIOSTAGE INC COM -1 Sold Out 0
BLACKROCK NY MUNI INC QLTY TR COM -17 Sold Out 0
BROOKFIELD CDA OFFICE PPTYS TR UNIT -343 Sold Out 0
BSQUARE CORP COM NEW -167 Sold Out 0
CAPITAL SOUTHWEST CORP COM -1 Sold Out 0
CELSION CORPORATION COM PAR $0.01 -27 Sold Out 0
CERULEAN PHARMA INC COM -1 Sold Out 0