DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 09/30/2014

Position Statistics

Total Positions 5,329
New Positions 236
Increased Positions 2,567
Decreased Positions 2,349
Positions with Activity 4,916
Sold Out Positions 309
Total Mkt Value (in $ millions) 163,002

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.39%
Capital Goods 3.36%
Conglomerates 0.17%
Consumer Cyclical 2.11%
Consumer/Non-Cyclical 5.06%
Energy 7.71%
Financial 19.45%
Healthcare 10.42%
Services 21.44%
Technology 13.71%
Transportation 2.1%
Utilities 9.55%

309 Sold Out Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
DIREXION SHS ETF TR 20YR TRES BULL -35 Sold Out 0
COCA-COLA HBC AG ADR -2 Sold Out 0
PROMOTORA DE INFORMACIONES SA ADR CL A SHS -1,837 Sold Out 0
SUNGY MOBILE LTD ADR REP ORD A -9 Sold Out 0
VOXELJET AG ADS Sold Out 0
ETF SER SOLUTIONS ALPCLONE ALTER -1,970 Sold Out 0
POWERSHARES ETF TR II ASIA PAC BD PR -576 Sold Out 0
COMPX INTERNATIONAL INC CL A -73 Sold Out 0
EMMIS COMMUNICATIONS CORP CL A -4 Sold Out 0
FIDELITY NATIONAL FINANCIAL IN CL A -73,676 Sold Out 0
GRIFFIN LD & NURSERIES INC CL A -423 Sold Out 0
KIOR INC CL A -2 Sold Out 0
WESTELL TECHNOLOGIES INC CL A -321 Sold Out 0
WET SEAL INC CL A -22 Sold Out 0
P & F INDS INC CL A NEW -1 Sold Out 0
ASTRONICS CORP CL B -83 Sold Out 0
DONEGAL GROUP INC CL B -2 Sold Out 0
NII HLDGS INC CL B NEW -50 Sold Out 0
A MARK PRECIOUS METALS INC COM -9 Sold Out 0
ACORN ENERGY INC COM -70 Sold Out 0