DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 06/30/2014

Position Statistics

Total Positions 5,363
New Positions 444
Increased Positions 2,465
Decreased Positions 2,633
Positions with Activity 5,098
Sold Out Positions 244
Total Mkt Value (in $ millions) 147,592

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.5%
Capital Goods 3.52%
Conglomerates 0.14%
Consumer Cyclical 2.29%
Consumer/Non-Cyclical 4.98%
Energy 9.69%
Financial 18.89%
Healthcare 9.86%
Services 21.22%
Technology 13.83%
Transportation 2.16%
Utilities 8.56%

244 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ACCRETIVE HEALTH INC COM -12 Sold Out 0
ACTIONS SEMICONDUCTOR CO LTD ADR Sold Out 0
ADVANTAGE OIL & GAS LTD COM -791 Sold Out 0
ALASKA COMMUNICATIONS SYS GRP COM -3 Sold Out 0
ALPHA PRO TECH LTD COM -1 Sold Out 0
AMBIENT CORP COM NEW Sold Out 0
AMBOW ED HLDG LTD ADR REPSTG CL A -4 Sold Out 0
AMCON DISTRG CO COM NEW -1 Sold Out 0
AMERICAN DG ENERGY INC COM Sold Out 0
AMERISERV FINL INC COM -63 Sold Out 0
ANDATEE CHINA MARINE FUEL SVCS COM -3 Sold Out 0
ASSEMBLY BIOSCIENCES INC COM -129 Sold Out 0
ATHERSYS INC COM -28 Sold Out 0
AXT INC COM -2 Sold Out 0
BARCLAYS BANK PLC CARRY ETN 38 -28 Sold Out 0
BARCLAYS BK PLC BARC ETN EUR50 -37 Sold Out 0
BARCLAYS BK PLC IPATH S&P MT ETN -370 Sold Out 0
BIODEL INC COM NEW Sold Out 0
BIRNER DENTAL MGMT SERVICES IN COM NEW -2 Sold Out 0
BLACKROCK MUNICIPAL BOND TR COM -355 Sold Out 0