DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 03/31/2014

Position Statistics

Total Positions 5,143
New Positions 328
Increased Positions 2,987
Decreased Positions 1,827
Positions with Activity 4,814
Sold Out Positions 214
Total Mkt Value (in $ millions) 147,255

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.22%
Capital Goods 3.53%
Conglomerates 0.19%
Consumer Cyclical 2.3%
Consumer/Non-Cyclical 5.38%
Energy 9.68%
Financial 20.51%
Healthcare 9.44%
Services 20%
Technology 13.95%
Transportation 1.87%
Utilities 7.67%

214 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ABERDEEN JAPAN EQUITY FD INC COM -9 Sold Out 0
ADCARE HEALTH SYSTEMS INC COM NEW Sold Out 0
AIR T INC COM Sold Out 0
ALCO STORES INC COM -7 Sold Out 0
ALCOBRA LTD SHS -36 Sold Out 0
ALDERON IRON ORE CORP COM -90 Sold Out 0
ALEXCO RESOURCE CORP COM -12 Sold Out 0
ALLIANCEBERNSTEIN GBL HGH INCM COM -86 Sold Out 0
ALLIED MOTION TECHNOLOGIES INC COM Sold Out 0
ALPINE TOTAL DYNAMIC DIVID FD COM SH BEN INT N Sold Out 0
ALTEVA COM Sold Out 0
ALUMINUM CORP CHINA LTD SPON ADR H SHS -3 Sold Out 0
AMBAC FINL GROUP INC WT EXP 043023 -623 Sold Out 0
AMERICAN CARESOURCE HLDGS INC COM NEW -1 Sold Out 0
AMERICAN INDEPENDENCE CORP COM NEW Sold Out 0
AMREP CORP NEW COM -37 Sold Out 0
ARCA BIOPHARMA INC COM NEW -498 Sold Out 0
ATHENS BANCSHARES CORP COM -1 Sold Out 0
ATLANTIC AMERN CORP COM Sold Out 0
ATLATSA RES CORP COM Sold Out 0