DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 12/31/2014

Position Statistics

Total Positions 5,469
New Positions 494
Increased Positions 3,152
Decreased Positions 1,918
Positions with Activity 5,070
Sold Out Positions 178
Total Mkt Value (in $ millions) 163,457

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.05%
Capital Goods 3.49%
Conglomerates 0.22%
Consumer Cyclical 2.5%
Consumer/Non-Cyclical 5.16%
Energy 8.01%
Financial 18.52%
Healthcare 10.01%
Services 21.21%
Technology 14.02%
Transportation 2.18%
Utilities 8.4%

178 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
58 COM INC SPON ADR REP A -294 Sold Out 0
ABSOLUTE SHS TR WBI TCT HG INC -125 Sold Out 0
ABSOLUTE SHS TR WBI SMID TACVA -127 Sold Out 0
ABSOLUTE SHS TR WBI LG CP TCVL -123 Sold Out 0
ABSOLUTE SHS TR WBI LG TAC GTH -130 Sold Out 0
ABSOLUTE SHS TR WBI SMID TACGW -129 Sold Out 0
ADCARE HEALTH SYSTEMS INC COM NEW -4 Sold Out 0
ALASKA COMMUNICATIONS SYS GRP COM -3 Sold Out 0
ALCO STORES INC COM Sold Out 0
ALERE INC PERP PFD CONV SE -37,379 Sold Out 0
ALLIANCE BANCORP INC PA NEW COM -5 Sold Out 0
AMEDICA CORP COM Sold Out 0
AMERICAN RIVER BANKSHARES COM -53 Sold Out 0
AMERICAN RLTY INVS INC COM -1 Sold Out 0
ASB BANCORP INC N C COM -9 Sold Out 0
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E -27 Sold Out 0
BANCORP NEW JERSEY INC NEW COM -36 Sold Out 0
BANK COMM HLDGS COM -1 Sold Out 0
BANRO CORP COM -1,387 Sold Out 0
BARCLAYS BANK PLC ETN DJUBSSOFT 38 -757 Sold Out 0