DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 12/31/2014

Position Statistics

Total Positions 5,459
New Positions 493
Increased Positions 3,145
Decreased Positions 1,915
Positions with Activity 5,060
Sold Out Positions 178
Total Mkt Value (in $ millions) 161,243

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.2%
Capital Goods 3.44%
Conglomerates 0.22%
Consumer Cyclical 2.51%
Consumer/Non-Cyclical 5.15%
Energy 7.94%
Financial 18.5%
Healthcare 9.87%
Services 21.02%
Technology 14.22%
Transportation 2.21%
Utilities 8.5%

178 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
TIM HORTONS INC COM -78,677 Sold Out 0
METLIFE INC COM EQTY UNIT -39,308 Sold Out 0
ALERE INC PERP PFD CONV SE -36,954 Sold Out 0
SILVER EAGLE ACQUISITION CORP UNIT 072918 -29,223 Sold Out 0
PBF LOGISTICS LP UNIT LTD PTNR -7,048 Sold Out 0
VANGUARD WHITEHALL FDS INC EMERG MKT BD ETF -4,350 Sold Out 0
ISHARES GLOB INDSTRL ETF -3,805 Sold Out 0
HENNESSY CAP ACQUISITION CORP UNIT 012319 -3,602 Sold Out 0
DIREXION SHS ETF TR IBILLION INDEX -3,425 Sold Out 0
SILVER EAGLE ACQUISITION CORP COM -3,404 Sold Out 0
PIMCO ETF TR TTL RTN ACTV ETF -3,390 Sold Out 0
BRASKEM S A SP ADR PFD A -3,230 Sold Out 0
VIDEOCON D2H LTD ADR -3,117 Sold Out 0
CURRENCYSHS JAPANESE YEN TR JAPANESE YEN -2,667 Sold Out 0
CSI COMPRESSCO LP COM UNIT -2,328 Sold Out 0
CIS ACQUISITION LTD SHS SER A -2,256 Sold Out 0
DIREXION SHS ETF TR SML CP BULL 2X -1,747 Sold Out 0
MERGEWORTHRX CORP COM -1,675 Sold Out 0
BANRO CORP COM -1,596 Sold Out 0
GARNERO GROUP ACQUISITION CO UN1 SH 1WT 1RT -1,571 Sold Out 0