DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 12/31/2013

Position Statistics

Total Positions 5,206
New Positions 300
Increased Positions 1,549
Decreased Positions 3,510
Positions with Activity 5,059
Sold Out Positions 367
Total Mkt Value (in $ millions) 140,902

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4%
Capital Goods 3.85%
Conglomerates 0.22%
Consumer Cyclical 2.49%
Consumer/Non-Cyclical 5.67%
Energy 8.42%
Financial 22.35%
Healthcare 9.65%
Services 18.67%
Technology 15.11%
Transportation 1.93%
Utilities 6.73%

367 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CYCLACEL PHARMACEUTICALS INC COM NEW Sold Out 0
CYTRX CORP COM PAR $.001 -608 Sold Out 0
DANAOS CORPORATION SHS -22 Sold Out 0
DATA I O CORP COM Sold Out 0
DATAWATCH CORP COM NEW -17 Sold Out 0
DAXOR CORP COM Sold Out 0
DELHAIZE GROUP SPONSORED ADR -251 Sold Out 0
DELIA'S INC NEW COM Sold Out 0
DESCARTES SYS GROUP INC COM -3 Sold Out 0
DIGIRAD CORP COM -2 Sold Out 0
DIREXION SHS ETF TR BRAZIL BEAR 3X -90 Sold Out 0
DIREXION SHS ETF TR DL FTSE BLL 3X -5,659 Sold Out 0
DIREXION SHS ETF TR GLD MNRS BEAR 3X -1,235 Sold Out 0
DIREXION SHS ETF TR DAILY GOLD MINER -37 Sold Out 0
DIREXION SHS ETF TR DLY JPN BEAR 3X -250 Sold Out 0
DIREXION SHS ETF TR DLY EMKT 3X NEW -1,871 Sold Out 0
DIREXION SHS ETF TR 7 10YR TRES BEAR Sold Out 0
DIXIE GROUP INC CL A -316 Sold Out 0
DOW 30 PREMIUM & DIV INC FD COM -54 Sold Out 0
DOW 30SM ENHANCED PREM & INC COM -137 Sold Out 0