DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 03/31/2015

Position Statistics

Total Positions 5,443
New Positions 171
Increased Positions 2,209
Decreased Positions 3,092
Positions with Activity 5,301
Sold Out Positions 971
Total Mkt Value (in $ millions) 160,657

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.4%
Capital Goods 3.75%
Conglomerates 0.23%
Consumer Cyclical 2.74%
Consumer/Non-Cyclical 6.02%
Energy 7.5%
Financial 12.49%
Healthcare 9.99%
Services 22.66%
Technology 17.02%
Transportation 2.5%
Utilities 8.67%

971 Sold Out Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BLUE BIRD CORP WT EXP 012319 -1,152 Sold Out 0
BOSTON PRIVATE FINL HLDGS INC WT EXP 112118 -300 Sold Out 0
BOULEVARD ACQUISITION CORP WT EXP 021919 -137 Sold Out 0
BPZ RESOURCES INC COM -5 Sold Out 0
C B PHARMA ACQUISITION CORP UNT 1 COM 1 WT -30 Sold Out 0
CACHE INC COM NEW Sold Out 0
CAPITAL ONE FINL CORP WT EXP 111418 -2,910 Sold Out 0
CAPITOL ACQUISITION CORP II WT EXP 051516 -623 Sold Out 0
CARVER BANCORP INC COM NEW -4 Sold Out 0
CB FINL SVCS INC COM -19 Sold Out 0
CCA INDS INC COM Sold Out 0
CENTRAL FED CORP COM NEW -19 Sold Out 0
CENTRAL VALLEY CMNTY BANCORP COM -100 Sold Out 0
CERES INC COM NEW -2 Sold Out 0
CESCA THERAPEUTICS INC COM -1 Sold Out 0
CHANGYOU COM LTD ADS REP CL A -1,050 Sold Out 0
CHART ACQUISITION CORP WT EXP 121917 -307 Sold Out 0
CHART ACQUISITION CORP COM -5,856 Sold Out 0
CHEMUNG FINL CORP COM -19 Sold Out 0
CHESAPEAKE GRANITE WASH TR COM SH BEN INT -4 Sold Out 0