DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 09/30/2015

Position Statistics

Total Positions 4,625
New Positions 141
Increased Positions 2,359
Decreased Positions 2,063
Positions with Activity 4,422
Sold Out Positions 247
Total Mkt Value (in $ millions) 121,186

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.56%
Capital Goods 3.8%
Conglomerates 0.22%
Consumer Cyclical 3.22%
Consumer/Non-Cyclical 6.63%
Energy 5.26%
Financial 13.32%
Healthcare 9.93%
Services 21.83%
Technology 17.1%
Transportation 1.75%
Utilities 8.63%

247 Sold Out Positions as of 09/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BLACKROCK DEBT STRAT FD INC COM -90 Sold Out 0
BLACKROCK MUNICIPL INC QLTY TR COM -38 Sold Out 0
BLACKROCK MUNIYIELD FD INC COM -58 Sold Out 0
BLACKROCK STRATEGIC MUN TR COM -15 Sold Out 0
BLACKROCK VA MUNICIPAL BOND TR COM -29 Sold Out 0
BLUE EARTH INC COM -1 Sold Out 0
BRIDGFORD FOODS CORP COM -5 Sold Out 0
BROADVISION INC COM PAR $.001 -13 Sold Out 0
BROOKFIELD HIGH INCOME FD INC COM -4 Sold Out 0
CANCER GENETICS INC COM -20 Sold Out 0
CAPITOL ACQUISITION CORP II UNIT 051516 Sold Out 0
CARDIOME PHARMA CORP COM NO PAR -82 Sold Out 0
CAREDX INC COM -1 Sold Out 0
CHESAPEAKE GRANITE WASH TR COM SH BEN INT -4 Sold Out 0
CHEVIOT FINL CORP NEW COM -1 Sold Out 0
CHINA BAK BATTERY INC COM NEW -44 Sold Out 0
CHINA YUCHAI INTL LTD COM -5 Sold Out 0
CIVISTA BANCSHARES INC COM NO PAR -1 Sold Out 0
CNOVA N V SHS -1 Sold Out 0
COHEN & STEERS TOTAL RETURN FD COM -15 Sold Out 0