DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 03/31/2015

Position Statistics

Total Positions 5,444
New Positions 171
Increased Positions 2,210
Decreased Positions 3,092
Positions with Activity 5,302
Sold Out Positions 971
Total Mkt Value (in $ millions) 162,413

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.42%
Capital Goods 3.75%
Conglomerates 0.23%
Consumer Cyclical 2.74%
Consumer/Non-Cyclical 5.99%
Energy 7.55%
Financial 12.49%
Healthcare 9.97%
Services 22.58%
Technology 17.06%
Transportation 2.52%
Utilities 8.67%

171 New Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HERZFELD CARIBBEAN BASIN FD COM 34 34 New 3,200
BLACKROCK NY MUNI INC QLTY TR COM 31 31 New 2,360
MATTERSIGHT CORP COM 28 28 New 4,648
CHESAPEAKE ENERGY CORP PFD CONV 28 28 New 325
GALMED PHARMACEUTICALS LTD SHS 27 27 New 3,139
NEOVASC INC COM 27 27 New 3,833
HENNESSY ADVISORS INC COM 27 27 New 1,400
APTOSE BIOSCIENCES INC COM NEW 25 25 New 4,147
CLEARONE INC COM 24 24 New 1,872
CAS MED SYS INC COM PAR $0.004 23 23 New 17,427
A MARK PRECIOUS METALS INC COM 23 23 New 2,068
MRV COMMUNICATIONS INC COM NEW 22 22 New 2,300
SEMILEDS CORP COM 20 20 New 26,500
CONTRAVIR PHARMACEUTICALS INC COM 20 20 New 5,136
BANK COMM HLDGS COM 19 19 New 3,378
CHINA SOUTHN AIRLS LTD SPON ADR CL H 19 19 New 381
STANLEY FURNITURE CO INC COM NEW 19 19 New 5,953
ZOSANO PHARMA CORP COM 18 18 New 1,942
ALDEYRA THERAPEUTICS INC COM 18 18 New 2,530
VUZIX CORP COM NEW 18 18 New 3,165