DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 06/30/2014

Position Statistics

Total Positions 5,363
New Positions 444
Increased Positions 2,465
Decreased Positions 2,633
Positions with Activity 5,098
Sold Out Positions 244
Total Mkt Value (in $ millions) 146,153

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.54%
Capital Goods 3.53%
Conglomerates 0.14%
Consumer Cyclical 2.3%
Consumer/Non-Cyclical 5.01%
Energy 9.65%
Financial 18.78%
Healthcare 9.81%
Services 21.28%
Technology 13.89%
Transportation 2.17%
Utilities 8.54%

444 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ROYCE MICRO-CAP TR INC COM 332 332 New 26,777
ISHARES EAFE GRWTH ETF 331 331 New 4,676
CINEDIGM CORP COM 331 331 New 153,132
DREYFUS MUN BD INFRSTRCTR FD SHS 320 320 New 27,060
WL ROSS HLDG CORP UNIT 1COM&1WT 302 302 New 29,306
OPOWER INC COM 296 296 New 18,083
BLACKROCK ENHANCED EQT DIV TR COM 294 294 New 35,450
AGILE THERAPEUTICS INC COM 273 273 New 36,831
FIRST TR LRGE CP CORE ALPHA FD COM SHS 268 268 New 6,028
MFS GOVT MKTS INCOME TR SH BEN INT 267 267 New 46,075
RRSAT GLOBAL COMM NTWRK LTD SHS 266 266 New 34,687
FS INVT CORP COM 262 262 New 25,100
TRANSENTERIX INC COM NEW 260 260 New 63,264
LA QUINTA HLDGS INC COM 252 252 New 12,717
ARADIGM CORP COM NO PAR NEW 248 248 New 28,640
MOBILEIRON INC COM NEW 244 244 New 28,554
SPORTSMANS WHSE HLDGS INC COM 229 229 New 36,373
CURRENCYSHARES SWEDISH KRONA T SWEDISH KRONA 202 202 New 1,400
AMERICAN TOWER CORP NEW PFD CONV SER A 192 192 New 1,690
JASON INDS INC WT EXP 063019 189 189 New 136,652