DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 12/31/2013

Position Statistics

Total Positions 5,208
New Positions 300
Increased Positions 1,550
Decreased Positions 3,511
Positions with Activity 5,061
Sold Out Positions 367
Total Mkt Value (in $ millions) 138,007

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.01%
Capital Goods 3.85%
Conglomerates 0.22%
Consumer Cyclical 2.47%
Consumer/Non-Cyclical 5.73%
Energy 8.39%
Financial 22.43%
Healthcare 9.49%
Services 18.7%
Technology 15.06%
Transportation 1.9%
Utilities 6.84%

300 New Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AVIANCA HLDGS SA SPON ADR REP PFD 2,478 2,478 New 149,000
ARAMARK HLDGS CORP COM 2,366 2,366 New 84,805
EATON VANCE MUN BD FD COM 2,288 2,288 New 189,895
ROI ACQUISITION CORP II UNIT 000018 2,241 2,241 New 219,464
GLOBAL DEFENSE & NATL SEC SYS COM 2,173 2,173 New 214,489
CHERRY HILL MTG INVT CORP COM 2,134 2,134 New 115,294
GLOBAL X FDS GLB X NXT EMRG 2,119 2,119 New 81,792
QTS RLTY TR INC COM CL A 2,063 2,063 New 86,809
ROI ACQUISITION CORP II COM 2,055 2,055 New 210,800
OXFORD IMMUNOTEC GLOBAL PLC ORD SHS 1,934 1,934 New 114,071
MANCHESTER UTD PLC NEW ORD CL A 1,666 1,666 New 102,490
EXTENDED STAY AMER INC SHS 1 COM 1 CL B 1,629 1,629 New 73,088
ISHARES NAT AMT FREE BD 1,508 1,508 New 13,990
FLEXSHARES TR QUALT DIVD IDX 1,508 1,508 New 45,128
LEHIGH GAS PARTNERS LP UT LTD PTN INT 1,440 1,440 New 53,818
BURLINGTON STORES INC COM 1,434 1,434 New 53,105
SPRAGUE RES LP COM UNIT REP LTD 1,425 1,425 New 71,688
GENERAL MTRS CO WT EXP 123115 1,390 1,390 New 593,996
CAESARS ACQUISITION CO CL A 1,345 1,345 New 111,180
VERACYTE INC COM 1,313 1,313 New 100,611