DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 06/30/2014

Position Statistics

Total Positions 5,360
New Positions 444
Increased Positions 2,464
Decreased Positions 2,631
Positions with Activity 5,095
Sold Out Positions 244
Total Mkt Value (in $ millions) 145,722

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.45%
Capital Goods 3.53%
Conglomerates 0.14%
Consumer Cyclical 2.31%
Consumer/Non-Cyclical 4.97%
Energy 9.43%
Financial 18.98%
Healthcare 10.01%
Services 20.98%
Technology 14.04%
Transportation 2.2%
Utilities 8.58%

444 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BOULEVARD ACQUISITION CORP COM 900 900 New 92,288
FIRST TR EXCHANG TRADED FD III MANAGD MUN ETF 882 882 New 17,500
ALEXCO RESOURCE CORP COM 803 803 New 886,809
SPDR INDEX SHS FDS MSCI ACWI EXUS 799 799 New 21,985
ETFS GOLD TR SHS 794 794 New 6,580
OPUS BK IRVINE CALIF COM 763 763 New 24,360
HERITAGE INS HLDGS INC COM 743 743 New 50,033
DEUTSCHE BK AG LONDON BRH FI ENH GL0BAL HY 740 740 New 5,814
RITCHIE BROS AUCTIONEERS COM 719 719 New 31,902
K2M GROUP HLDGS INC COM 706 706 New 50,043
EAGLE ROCK ENERGY PARTNERS LP UNIT 657 657 New 162,217
LOMBARD MED INC COM 650 650 New 90,023
WINTRUST FINL CORP WT EXP 121918 631 631 New 25,000
CHEETAH MOBILE INC ADR 557 557 New 20,956
WEBSTER FINL CORP CONN WT EXP 112118 550 550 New 44,002
MARKET VECTORS ETF TR INDIA SMALL CP 549 549 New 11,300
FIDUCIARY CLAYMORE MLP OPP FD COM 539 539 New 19,234
IKANG HEALTHCARE GROUP INC SPONSORED ADR 519 519 New 27,139
EMPRESAS ICA S A DE CV SPONS ADR NEW 517 517 New 69,400
MONTAGE TECHNOLOGY GROUP LTD SHS 507 507 New 24,330