DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 09/30/2014

Position Statistics

Total Positions 5,340
New Positions 236
Increased Positions 2,571
Decreased Positions 2,355
Positions with Activity 4,926
Sold Out Positions 309
Total Mkt Value (in $ millions) 165,102

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.5%
Capital Goods 3.4%
Conglomerates 0.18%
Consumer Cyclical 2.09%
Consumer/Non-Cyclical 5.04%
Energy 8.33%
Financial 19.41%
Healthcare 10.09%
Services 21.1%
Technology 13.67%
Transportation 2.13%
Utilities 9.57%

236 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
REPROS THERAPEUTICS INC WT EXP020816 A 3,770 3,770 New 208,423
PROSHARES TR ULSHOIL&GASNEW13 3,619 3,619 New 75,000
DIREXION SHS ETF TR IBILLION INDEX 3,465 3,465 New 132,408
ISRAEL CHEMICALS LTD SHS 3,129 3,129 New 454,733
ORION ENGINEERED CARBONS S A COM 3,056 3,056 New 180,181
VTTI ENERGY PARTNERS LP COM UNIT RP LT 2,836 2,836 New 108,604
ALCOA INC DEP SHS 1/10TH 2,773 2,773 New 51,249
IDREAMSKY TECHNOLOGY LIMITED SPONSORED ADS 2,390 2,390 New 122,246
TERRAFORM PWR INC CL A COM 2,388 2,388 New 71,000
MERU NETWORKS INC COM 2,384 2,384 New 633,954
AUTOHOME INC SP ADR RP CL A 2,185 2,185 New 49,721
FLEXSHARES TR QUALT DIVD IDX 2,178 2,178 New 59,261
DIREXION SHS ETF TR DLY SC BEAR3XNEW 2,072 2,072 New 161,500
SMART & FINAL STORES INC COM 1,981 1,981 New 128,939
CYBERARK SOFTWARE LTD SHS 1,803 1,803 New 41,770
OCULAR THERAPEUTIX INC COM 1,757 1,757 New 100,002
MICHAELS COS INC COM 1,744 1,744 New 72,754
DIREXION SHS ETF TR SML CP BULL 2X 1,682 1,682 New 12,867
CHINACACHE INTL HLDG LTD SPON ADR 1,615 1,615 New 152,353
WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 1,590 1,590 New 55,900