DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 03/31/2014

Position Statistics

Total Positions 5,143
New Positions 328
Increased Positions 2,987
Decreased Positions 1,827
Positions with Activity 4,814
Sold Out Positions 214
Total Mkt Value (in $ millions) 147,825

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.18%
Capital Goods 3.54%
Conglomerates 0.19%
Consumer Cyclical 2.3%
Consumer/Non-Cyclical 5.39%
Energy 9.71%
Financial 20.53%
Healthcare 9.43%
Services 20.03%
Technology 13.9%
Transportation 1.87%
Utilities 7.69%

328 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EURASIAN MINERALS INC COM 2 2 New 2,800
HOME FED BANCORP INC LA NEW COM 2 2 New 112
ANDATEE CHINA MARINE FUEL SVCS COM 2 2 New 1,200
U S ENERGY CORP WYO COM 2 2 New 481
SAFE BULKERS INC COM 2 2 New 252
MIND C T I LTD ORD 2 2 New 811
PAR TECHNOLOGY CORP COM 2 2 New 500
BIRNER DENTAL MGMT SERVICES IN COM NEW 2 2 New 111
AXT INC COM 2 2 New 843
FIRST CTZNS BANC CORP COM NO PAR 2 2 New 200
CHINA AUTOMOTIVE SYS INC COM 2 2 New 180
KEY TECHNOLOGY INC COM 2 2 New 125
JAMES RIVER COAL CO COM NEW 2 2 New 7,313
COMMUNITY WEST BANCSHARES COM 2 2 New 231
ELONG INC SPONSORED ADR 2 2 New 78
CHINA MOBILE GAMES & ENTMT GRP SPONSORED ADR 1 1 New 99
KONGZHONG CORP SPONSORED ADR 1 1 New 174
LEMAITRE VASCULAR INC COM 1 1 New 176
I D SYSTEMS INC COM 1 1 New 276
MERU NETWORKS INC COM 1 1 New 341