DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 09/30/2014

Position Statistics

Total Positions 5,329
New Positions 236
Increased Positions 2,567
Decreased Positions 2,349
Positions with Activity 4,916
Sold Out Positions 309
Total Mkt Value (in $ millions) 155,432

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.34%
Capital Goods 3.39%
Conglomerates 0.17%
Consumer Cyclical 2.12%
Consumer/Non-Cyclical 5.13%
Energy 7.37%
Financial 19.54%
Healthcare 10.39%
Services 21.41%
Technology 13.61%
Transportation 2.09%
Utilities 9.53%

236 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BOOKS-A-MILLION INC COM New 127
KITE PHARMA INC COM New 3
RLJ ENTMT INC COM New 58
ADVANCED DRAIN SYS INC DEL COM New 5
OTONOMY INC COM New 2
EMERSON RADIO CORP COM NEW New 70
RADIUS HEALTH INC COM NEW New 2
ELDORADO RESORTS INC COM New 11
ISHARES EM MKTS CURR ETF New 1
ADEPTUS HEALTH INC CL A New 1
AMPHASTAR PHARMACEUTICALS INC COM New 3
BLUE HILLS BANCORP INC COM New 2
C1 FINL INC COM New 1
CELSION CORPORATION COM PAR $0.01 New 2
DRDGOLD LIMITED SPON ADR REPSTG New 3
ROKA BIOSCIENCE INC COM New 1