DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 06/30/2014

Position Statistics

Total Positions 5,358
New Positions 444
Increased Positions 2,463
Decreased Positions 2,630
Positions with Activity 5,093
Sold Out Positions 244
Total Mkt Value (in $ millions) 147,081

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.45%
Capital Goods 3.53%
Conglomerates 0.14%
Consumer Cyclical 2.28%
Consumer/Non-Cyclical 5%
Energy 9.46%
Financial 19.03%
Healthcare 10.08%
Services 20.86%
Technology 14%
Transportation 2.23%
Utilities 8.58%

444 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BLACKROCK INVT QUALITY MUN TR COM 30 30 New 2,000
NASDAQ PREM INCM & GRW FD INC COM 30 30 New 1,546
CIM COML TR CORP COM 30 30 New 1,563
INVESCO HIGH INCOME TR II COM 30 30 New 1,865
NIDEC CORP SPONSORED ADR 29 29 New 1,817
WISDOMTREE TR DEFA EQT INC ETF 29 29 New 615
NUVEEN DIVID ADVANTAGE MUN INC COM 29 29 New 2,000
GUGGENHEIM STRATEGIC OPP FD COM SBI 29 29 New 1,316
ISHARES TR CORE MSCI EAFE 29 29 New 475
DOMINION RES BLACK WARRIOR TR UNITS BEN INT 28 28 New 4,059
BRT RLTY TR SH BEN INT NEW 28 28 New 3,702
ISHARES MSCI FRNTR100ETF 27 27 New 700
HENNESSY ADVISORS INC COM 26 26 New 1,373
BARCLAYS BK PLC S&P 500 VEQTOR 26 26 New 170
BLACKROCK MUN INCOME TR BRIC ETF 26 26 New 1,900
DIREXION SHS ETF TR 20YR TRES BULL 25 25 New 410
BLUEROCK RESIDENT GR REIT INC COM CL A 25 25 New 1,857
SPDR SERIES TRUST S&P 600 SMCP GRW 25 25 New 140
PUTNAM MASTER INTER INCOME TR SH BEN INT 24 24 New 4,860
WISDOMTREE TR AUSTRALIA DIV FD 24 24 New 400