DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 12/31/2013

Position Statistics

Total Positions 5,207
New Positions 300
Increased Positions 1,550
Decreased Positions 3,510
Positions with Activity 5,060
Sold Out Positions 367
Total Mkt Value (in $ millions) 139,666

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.01%
Capital Goods 3.88%
Conglomerates 0.22%
Consumer Cyclical 2.48%
Consumer/Non-Cyclical 5.72%
Energy 8.45%
Financial 22.39%
Healthcare 9.47%
Services 18.68%
Technology 15.06%
Transportation 1.92%
Utilities 6.8%

300 New Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FLEXSHARES TR READY ACC VARI 14 14 New 183
MOCON INC COM 13 13 New 809
BENEFITFOCUS INC COM 13 13 New 335
ISHARES MRGSTR MD CP GRW 13 13 New 92
ISHARES U.S. MED DVC ETF 10 10 New 100
GREIF INC CL B 10 10 New 168
QCR HOLDINGS INC COM 9 9 New 524
TURQUOISE HILL RES LTD RT 9 9 New 11,910
VIOLIN MEMORY INC COM 9 9 New 2,286
OCEAN SHORE HLDG CO NEW COM 9 9 New 580
FIVE OAKS INVT CORP COM 8 8 New 688
LLOYDS BANKING GROUP PLC SPONSORED ADR 7 7 New 1,377
AVIVA PLC ADR 7 7 New 386
CHICOPEE BANCORP INC COM 7 7 New 372
CINEDIGM CORP COM 6 6 New 2,200
SORRENTO THERAPEUTICS INC COM NEW 6 6 New 557
ESPEY MFG & ELECTRS CORP COM 5 5 New 200
MEXICO FD INC COM 5 5 New 200
ISHARES MSCI JAPN SMCETF 5 5 New 100
ISHARES RESID RL EST CAP 5 5 New 100