DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 03/31/2015

Position Statistics

Total Positions 5,442
New Positions 171
Increased Positions 2,208
Decreased Positions 3,092
Positions with Activity 5,300
Sold Out Positions 971
Total Mkt Value (in $ millions) 161,097

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.38%
Capital Goods 3.69%
Conglomerates 0.23%
Consumer Cyclical 2.72%
Consumer/Non-Cyclical 6%
Energy 7.41%
Financial 12.45%
Healthcare 10.07%
Services 22.7%
Technology 17.18%
Transportation 2.49%
Utilities 8.62%

2,208 INCREASED Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
GOLDEN MINERALS CO COM 100 2
ISSUER DIRECT CORPORATION COM NEW New 1
WAVE SYSTEMS CORP CL A PAR $0.01 New 14
NEOSTEM INC COM PAR $.001 33.33 16
ULTRAPETROL BAHAMAS LTD COM 685.71 55
BG MEDICINE INC COM New 153
AOXING PHARMACEUTICAL CO INC COM New 78
DICERNA PHARMACEUTICALS INC COM 350 9
QUALSTAR CORP COM New 123
BIO PATH HOLDINGS INC COM 191.11 131
NEURALSTEM INC COM 144.19 105
ENTELLUS MED INC COM New 7
HAMPTON ROADS BANKSHARES INC COM NEW 633.33 88
SPROTT FOCUS TR INC COM 100 24
CALITHERA BIOSCIENCES INC COM 400 20
MFC INDL LTD COM New 48
IMMUNE DESIGN CORP COM 233.33 10
RLJ ENTMT INC COM New 333
PERSEON CORP COM 100 710
TRIUMPH BANCORP INC COM 566.67 20