DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 03/31/2014

Position Statistics

Total Positions 5,144
New Positions 328
Increased Positions 2,987
Decreased Positions 1,828
Positions with Activity 4,815
Sold Out Positions 214
Total Mkt Value (in $ millions) 147,689

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.2%
Capital Goods 3.59%
Conglomerates 0.19%
Consumer Cyclical 2.3%
Consumer/Non-Cyclical 5.39%
Energy 9.67%
Financial 20.5%
Healthcare 9.39%
Services 20.05%
Technology 13.94%
Transportation 1.88%
Utilities 7.66%

2,987 INCREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
51JOB INC SP ADR REP COM 5 5 New 70
ACHAOGEN INC COM 201 201 New 18,025
ACTIONS SEMICONDUCTOR CO LTD ADR New 100
AGENUS INC COM NEW 18 18 New 5,799
ALLOT COMMUNICATIONS LTD SHS 424 424 New 33,000
ALON USA PARTNERS LP UT LTDPART INT 4,004 4,004 New 226,600
ALPHA PRO TECH LTD COM New 200
ALPS ETF TR US EQTHIVOLPT WR 30 30 New 1,216
AMC ENTMT HLDGS INC CL A COM 878 878 New 38,420
AMCON DISTRG CO COM NEW New 6
AMEDICA CORP COM 1 1 New 230
AMERICAN CAP SR FLOATING LTD COM 2,887 2,887 New 206,209
AMERISERV FINL INC COM 65 65 New 19,177
ANDATEE CHINA MARINE FUEL SVCS COM 2 2 New 1,200
ANI PHARMACEUTICALS INC COM 269 269 New 8,445
AQUINOX PHARMACEUTICALS INC COM 199 199 New 24,683
ARGOS THERAPEUTICS INC COM 199 199 New 29,272
ATHERSYS INC COM 32 32 New 20,328
ATLAS FINANCIAL HOLDINGS INC SHS NEW 12 12 New 781
AUSPEX PHARMACEUTICALS INC COM 53 53 New 2,640