DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 12/31/2014

Position Statistics

Total Positions 5,460
New Positions 493
Increased Positions 3,146
Decreased Positions 1,915
Positions with Activity 5,061
Sold Out Positions 178
Total Mkt Value (in $ millions) 163,276

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.18%
Capital Goods 3.43%
Conglomerates 0.22%
Consumer Cyclical 2.5%
Consumer/Non-Cyclical 5.11%
Energy 7.92%
Financial 18.45%
Healthcare 9.87%
Services 21.09%
Technology 14.26%
Transportation 2.22%
Utilities 8.54%

3,146 INCREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LUCAS ENERGY INC COM NEW 3 3 New 15,653
MAJESCO ENTERTAINMENT CO COM PAR $.001 3 3 New 2,305
INTERMOLECULAR INC COM 3 3 New 1,855
EMPIRE RESORTS INC COM NEW 3 2 329.63 580
NOVACOPPER INC COM 3 3 New 5,151
NATIONAL HEALTHCARE CORP PFD CONV SER A 3 3 New 190
AG&E HLDGS INC COM 3 3 New 3,468
PHI INC COM VTG 3 3 New 97
GRIFFIN LD & NURSERIES INC CL A 3 3 New 90
BARCLAYS BK PLC IPTH PURE BRD 3 1 85.42 89
UTSTARCOM HOLDINGS CORP SHS NEW 3 3 1,328.09 1,271
ONVIA INC COM NEW 3 3 New 630
DYNEGY INC NEW DEL PFD CONV SER A 3 3 New 25
ELEPHANT TALK COMM CORP COM NEW 3 3 New 6,495
TRANSACT TECHNOLOGIES INC COM 3 3 New 533
AMERICAN DG ENERGY INC COM 3 3 New 3,239
HAVERTY FURNITURE INC CL A 3 3 12,300 124
CSP INC COM 3 3 New 370
WHEELER REAL ESTATE INVT TR COM 3 3 New 1,102
POWERSHARES ETF TRUST FINL SECT PORT 3 3 New 83