DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 09/30/2014

Position Statistics

Total Positions 5,315
New Positions 237
Increased Positions 2,560
Decreased Positions 2,344
Positions with Activity 4,904
Sold Out Positions 308
Total Mkt Value (in $ millions) 163,009

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.35%
Capital Goods 3.3%
Conglomerates 0.17%
Consumer Cyclical 2.08%
Consumer/Non-Cyclical 5.14%
Energy 7.39%
Financial 19.06%
Healthcare 10.46%
Services 22.11%
Technology 13.56%
Transportation 2.08%
Utilities 9.77%

2,560 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
KITE PHARMA INC COM New 3
QUEST RESOURCE HLDG CORP COM 96.88 126
AMERICAN EAGLE ENERGY CORP COM NEW 65.54 293
POWER REIT COM 180 14
ADVANCED DRAIN SYS INC DEL COM New 5
RLJ ENTMT INC COM New 58
BLONDER TONGUE LABS INC COM 683.33 47
RADIUS HEALTH INC COM NEW New 2
EMERSON RADIO CORP COM NEW New 70
OTONOMY INC COM New 2
ISHARES EM MKTS CURR ETF New 1
ELDORADO RESORTS INC COM New 11
AMPHASTAR PHARMACEUTICALS INC COM New 3
ADEPTUS HEALTH INC CL A New 1
BLUE HILLS BANCORP INC COM New 2
C1 FINL INC COM New 1
DRDGOLD LIMITED SPON ADR REPSTG New 3
CELSION CORPORATION COM PAR $0.01 New 2
ROKA BIOSCIENCE INC COM New 1
EDUCATION MGMT CORP NEW WT EXP 121921 16.40 50,020