DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 03/31/2015

Position Statistics

Total Positions 5,438
New Positions 171
Increased Positions 2,208
Decreased Positions 3,088
Positions with Activity 5,296
Sold Out Positions 971
Total Mkt Value (in $ millions) 156,361

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.32%
Capital Goods 3.65%
Conglomerates 0.24%
Consumer Cyclical 2.8%
Consumer/Non-Cyclical 5.6%
Energy 7.27%
Financial 12.95%
Healthcare 10.14%
Services 22.99%
Technology 16.92%
Transportation 2.45%
Utilities 8.1%

2,208 INCREASED Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
RUSH ENTERPRISES INC CL B 31 29 1,800 1,292
BLACKROCK NY MUNI INC QLTY TR COM 31 31 New 2,360
HYDRA INDS ACQUISITION CORP RT 31 31 New 90,000
GALMED PHARMACEUTICALS LTD SHS 31 31 New 3,139
IAO KUN GROUP HLDG CO LTD ORD USD SHS 30 12 67.36 13,389
PERMA-FIX ENVIRONMENTAL SVCS COM NEW 30 29 5,372.86 7,662
ESSA BANCORP INC COM 30 12 70.04 2,299
MITEK SYS INC COM NEW 29 15 100 8,000
6D GLOBAL TECHNOLOGIES INC COM 29 29 New 3,918
ALLIANCEBERNSTEIN INCOME FUND COM 29 15 100 3,920
MIDSTATES PETE CO INC COM 29 14 86.62 35,982
MRV COMMUNICATIONS INC COM NEW 29 29 New 2,300
SIFCO INDS INC COM 28 25 640.16 1,843
GUGGENHEIM STRATEGIC OPP FD COM SBI 28 1 2.60 1,420
BLACKROCK STRATEGIC MUN TR COM 27 14 100 2,100
CONTRAVIR PHARMACEUTICALS INC COM 27 27 New 5,136
RING ENERGY INC COM 27 27 20,975 2,529
WARREN RES INC COM 27 1 2.85 60,680
TASEKO MINES LTD COM 27 25 2,205.89 50,153
CTPARTNERS EXECUTIVE SEARCH IN COM 26 26 New 19,263