DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 03/31/2014

Position Statistics

Total Positions 5,142
New Positions 328
Increased Positions 2,986
Decreased Positions 1,827
Positions with Activity 4,813
Sold Out Positions 214
Total Mkt Value (in $ millions) 146,525

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.2%
Capital Goods 3.49%
Conglomerates 0.19%
Consumer Cyclical 2.3%
Consumer/Non-Cyclical 5.29%
Energy 9.62%
Financial 20.54%
Healthcare 9.54%
Services 20.2%
Technology 13.97%
Transportation 1.85%
Utilities 7.57%

1,827 DECREASED Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 224 -33 (12.91) 2,125
ISHARES 10-20 YR TRS ETF 7,890 (0) 61,060
ISHARES TR 1-3 YR TR BD ETF 7,001 -4,418 (38.69) 82,921
ISHARES TR 20+ YR TR BD ETF 455,665 -341,576 (42.85) 3,985,876
ISHARES 3-7 YR TR BD ETF 2,374 -561 (19.1) 19,610
DEUTSCHE BK AG LONDON BRH 3X INV JAP GOV 4,325 -2,771 (39.05) 264,715
ISHARES 3YRTB ETF -27 Sold Out 0
BANK OF AMERICA CORPORATION 7.25%CNV PFD L 329 -413 (55.64) 283
ISHARES TR 7-10 Y TR BD ETF 91,236 -50,100 (35.45) 884,151
ACACIA RESH CORP ACACIA TCH COM 2,482 -1,158 (31.81) 142,376
AVIVA PLC ADR -7 Sold Out 0
BANCO SANTANDER SA ADR 4,914 -4,002 (44.89) 477,512
CARNIVAL PLC ADR 1,107 -1,392 (55.7) 30,213
DR REDDYS LABS LTD ADR 5,957 -331 (5.27) 127,715
E HOUSE CHINA HLDGS LTD ADR 118 -2,896 (96.09) 10,134
ELAN PLC ADR -324 Sold Out 0
ICICI BK LTD ADR 157,508 -36,692 (18.89) 3,103,607
MELCO CROWN ENTMT LTD ADR 23,774 -17,953 (43.02) 698,012
RANDGOLD RES LTD ADR 9,625 -8 (0.09) 110,318
WPP PLC NEW ADR 68 -8 (9.95) 670