DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 12/31/2014

Position Statistics

Total Positions 5,478
New Positions 495
Increased Positions 3,157
Decreased Positions 1,922
Positions with Activity 5,079
Sold Out Positions 178
Total Mkt Value (in $ millions) 162,174

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.14%
Capital Goods 3.5%
Conglomerates 0.22%
Consumer Cyclical 2.5%
Consumer/Non-Cyclical 5.17%
Energy 7.72%
Financial 18.23%
Healthcare 10.07%
Services 21.47%
Technology 14.28%
Transportation 2.28%
Utilities 8.28%

1,922 DECREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
POWERSHARES ETF TRUST NASD INTNT ETF -612 Sold Out 0
PROSHARES TR PSHS ULT MCAP400 -55 Sold Out 0
PROSHARES TR PSHS SHTRUSS2000 -30 Sold Out 0
PROSHARES TR PSHS ULTRUSS2000 -33 Sold Out 0
PULSE ELECTRONICS CORP COM NEW Sold Out 0
RLJ ENTMT INC COM Sold Out 0
ROCK CREEK PHARMACEUTICALS INC COM Sold Out 0
RYDEX ETF TRUST GUG RUSS1000 EQL -18 Sold Out 0
SABINE OIL & GAS CORP COM -340 Sold Out 0
SCYNEXIS INC COM -6 Sold Out 0
SEMLER SCIENTIFIC INC COM -2 Sold Out 0
SILVER EAGLE ACQUISITION CORP UNIT 072918 -27,076 Sold Out 0
SILVER EAGLE ACQUISITION CORP WT EXP 072620 -38 Sold Out 0
SILVER EAGLE ACQUISITION CORP COM -2,978 Sold Out 0
SINO MERCURY ACQUISITION CORP UT 1 COM 1 RT -5 Sold Out 0
SOPHIRIS BIO INC COM NEW -60 Sold Out 0
SPDR INDEX SHS FDS RUSS NOM SC JP -25 Sold Out 0
SPDR INDEX SHS FDS STOXX EUR 50 ETF -4 Sold Out 0
SPDR INDEX SHS FDS MSCI GERM QUAL -1,389 Sold Out 0
SPDR SERIES TRUST S&P 600 SMCP GRW -26 Sold Out 0