DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 09/30/2014

Position Statistics

Total Positions 5,312
New Positions 237
Increased Positions 2,559
Decreased Positions 2,343
Positions with Activity 4,902
Sold Out Positions 308
Total Mkt Value (in $ millions) 160,955

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.36%
Capital Goods 3.27%
Conglomerates 0.18%
Consumer Cyclical 2.11%
Consumer/Non-Cyclical 5.13%
Energy 7.32%
Financial 19.03%
Healthcare 10.48%
Services 22.24%
Technology 13.42%
Transportation 2.09%
Utilities 9.81%

2,343 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ENVIVIO INC COM 20 -3 (12.14) 14,100
OPUS BK IRVINE CALIF COM 20 -627 (96.91) 752
SEQUANS COMMUNICATIONS S A SPONSORED ADS 20 -42 (68.01) 19,000
HANDY & HARMAN LTD COM 20 -169 (89.56) 430
DELHAIZE GROUP SPONSORED ADR 19 -8 (30.64) 901
WISDOMTREE TR DEFA EQT INC ETF 19 -8 (28.46) 440
DENDREON CORP COM 18 -121 (87.07) 84,504
FIRST TR EXCH TRD ALPHA FD II UNIT KING ALPH 18 -285 (94.16) 442
SASOL LTD SPONSORED ADR 18 -103 (85.44) 489
RYDEX ETF TRUST GUG RUSS1000 EQL 18 -15 (46.23) 349
TELECOM ITALIA S P A NEW SPON ADR SVGS 17 -115 (87.01) 1,833
ISHARES DEVSMCP EXNA ETF 17 -79 (82.61) 400
KALOBIOS PHARMACEUTICALS INC COM 16 -42 (71.77) 39,596
MITEK SYS INC COM NEW 15 -424 (96.49) 4,000
MILLER ENERGY RES INC COM 15 -6 (27.19) 14,347
ROCKY MTN CHOCOLATE FACTORY COM PAR $0.03 15 -22 (59.63) 1,077
ONCONOVA THERAPEUTICS INC COM 15 -36 (70.35) 3,951
FIRST TR ISE GLOBL COPPR INDEX COM 15 -22 (60) 1,000
NUVEEN CR STRATEGIES INCM FD COM SHS 14 -31 (68.63) 1,600
WL ROSS HLDG CORP UNIT 1COM&1WT 14 -292 (95.5) 1,320