DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 12/31/2014

Position Statistics

Total Positions 5,461
New Positions 493
Increased Positions 3,147
Decreased Positions 1,915
Positions with Activity 5,062
Sold Out Positions 178
Total Mkt Value (in $ millions) 162,903

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.2%
Capital Goods 3.43%
Conglomerates 0.22%
Consumer Cyclical 2.49%
Consumer/Non-Cyclical 5.11%
Energy 7.97%
Financial 18.39%
Healthcare 9.85%
Services 21.09%
Technology 14.29%
Transportation 2.23%
Utilities 8.53%

1,915 DECREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CLAYMORE EXCHANGE TRD FD TR 2 GUGG SHIPPNG ETF -128 Sold Out 0
CLEARONE INC COM -5 Sold Out 0
COMMAND SEC CORP COM -1 Sold Out 0
COMMUNITY WEST BANCSHARES COM -2 Sold Out 0
CORP RES SVCS INC COM (99.93) 11
CSI COMPRESSCO LP COM UNIT -2,284 Sold Out 0
CTPARTNERS EXECUTIVE SEARCH IN COM -39 Sold Out 0
CURRENCYSHARES SWEDISH KRONA T SWEDISH KRONA -142 Sold Out 0
CURRENCYSHS JAPANESE YEN TR JAPANESE YEN -2,660 Sold Out 0
CUSHING RENAISSANCE FD COM -277 Sold Out 0
DAILY JOURNAL CORP COM -3 Sold Out 0
DENDREON CORP COM -3 Sold Out 0
DEUTSCHE BK AG LONDON BRH DB CRUDE OIL DBL -211 Sold Out 0
DEUTSCHE BK AG LONDON BRH FI ENH GL0BAL HY -894 Sold Out 0
DEUTSCHE HIGH INCOME OPPORT FD COM -7 Sold Out 0
DIREXION SHS ETF TR IBILLION INDEX -3,464 Sold Out 0
DIREXION SHS ETF TR DLY RUSSIA BUL14 -16 Sold Out 0
DIREXION SHS ETF TR SML CP BULL 2X -1,807 Sold Out 0
DIREXION SHS ETF TR DLY MC BEAR3XNEW -413 Sold Out 0
DORAL FINL CORP COM PAR 0.01 -4 Sold Out 0