DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 09/30/2014

Position Statistics

Total Positions 5,323
New Positions 236
Increased Positions 2,563
Decreased Positions 2,349
Positions with Activity 4,912
Sold Out Positions 309
Total Mkt Value (in $ millions) 163,688

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.38%
Capital Goods 3.37%
Conglomerates 0.17%
Consumer Cyclical 2.12%
Consumer/Non-Cyclical 5.11%
Energy 7.71%
Financial 19.47%
Healthcare 9.99%
Services 21.61%
Technology 13.81%
Transportation 2.13%
Utilities 9.61%

2,349 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WESTERN ASSET MTG CAP CORP COM 778 -303 (28.02) 49,747
COBIZ FINANCIAL INC COM 775 -149 (16.13) 59,018
WISDOMTREE TR SMALLCAP DIVID 773 -132 (14.54) 10,873
MARKET VECTORS ETF TR SEMICONDUCTOR 768 -3,707 (82.85) 13,894
NATURAL RESOURCE PARTNERS L P COM UNIT L P 765 -547 (41.68) 78,484
GRAN TIERRA ENERGY INC COM 764 -1,924 (71.58) 194,902
LIBERTY TRIPADVISOR HLDGS INC COM SER A 764 -20,022 (96.33) 28,332
NTT DOCOMO INC SPONS ADR 755 -12 (1.6) 50,380
BERKSHIRE HILLS BANCORP INC COM 747 -51 (6.37) 28,362
BARCLAYS PLC ADR 747 -18,633 (96.15) 49,488
OXFORD IMMUNOTEC GLOBAL PLC ORD SHS 747 -161 (17.75) 59,213
OVERSTOCK COM INC DEL COM 744 -5,295 (87.68) 30,307
GRANITE REAL ESTATE INVT TR STAPLED UNIT 744 -1,052 (58.57) 20,724
ONE GAS INC COM 741 -2,123 (74.12) 17,761
VERITIV CORP COM 733 -280 (27.63) 14,633
WESTPORT INNOVATIONS INC COM NEW 723 -519 (41.78) 201,282
FIRST TR SR FLG RTE INCM FD II COM 717 -109 (13.22) 55,789
TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 716 -491 (40.68) 47,942
EPLUS INC COM 714 -1,100 (60.62) 9,849
ISHARES TR U.S. BAS MTL ETF 713 -9 (1.31) 8,500