DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 03/31/2014

Position Statistics

Total Positions 5,149
New Positions 329
Increased Positions 2,991
Decreased Positions 1,829
Positions with Activity 4,820
Sold Out Positions 214
Total Mkt Value (in $ millions) 146,423

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.22%
Capital Goods 3.58%
Conglomerates 0.19%
Consumer Cyclical 2.33%
Consumer/Non-Cyclical 5.49%
Energy 9.59%
Financial 20.5%
Healthcare 9.51%
Services 20.07%
Technology 13.78%
Transportation 1.85%
Utilities 7.63%

4,820 Activity Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMREP CORP NEW COM -38 Sold Out 0
ARCA BIOPHARMA INC COM NEW -516 Sold Out 0
ATHENS BANCSHARES CORP COM -1 Sold Out 0
ATLANTIC AMERN CORP COM Sold Out 0
ATLATSA RES CORP COM Sold Out 0
AUTOHOME INC SP ADR RP CL A -1,104 Sold Out 0
AVID TECHNOLOGY INC COM -144 Sold Out 0
AVIVA PLC ADR -7 Sold Out 0
BARCLAYS BK PLC ETN DJUBS IND MT -21 Sold Out 0
BIOSTAR PHARMACEUTICALS INC COM NEW Sold Out 0
BLACKROCK LTD DURATION INC TR COM SHS -260 Sold Out 0
BLACKROCK MUNIHLDS INVSTM QLTY COM -28 Sold Out 0
BLACKROCK NY MUNI INC QLTY TR COM -129 Sold Out 0
BOOKS-A-MILLION INC COM Sold Out 0
BRIDGELINE DIGITAL INC COM Sold Out 0
BTU INTL INC COM Sold Out 0
CACHE INC COM NEW Sold Out 0
CADIZ INC COM NEW Sold Out 0
CAROLINA BK HLDGS INC GREENSBO COM -1 Sold Out 0
CAS MED SYS INC COM PAR $0.004 Sold Out 0