DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 12/31/2014

Position Statistics

Total Positions 5,470
New Positions 494
Increased Positions 3,152
Decreased Positions 1,919
Positions with Activity 5,071
Sold Out Positions 178
Total Mkt Value (in $ millions) 159,845

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.01%
Capital Goods 3.49%
Conglomerates 0.22%
Consumer Cyclical 2.51%
Consumer/Non-Cyclical 5.12%
Energy 7.64%
Financial 18.38%
Healthcare 10.09%
Services 21.66%
Technology 13.99%
Transportation 2.25%
Utilities 8.44%

5,071 Activity Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES MSCI SINGAP ETF 96 61 170.32 7,569
CNB FINL CORP PA COM 96 33 51.86 5,643
CHINA AUTOMOTIVE SYS INC COM 96 96 New 14,257
FAMOUS DAVES AMER INC COM 96 94 6,889.36 3,285
RENTECH NITROGEN PARTNERS L P COM UNIT 95 5 5.27 6,318
SURGICAL CARE AFFILIATES INC COM 95 -68 (41.55) 2,653
ROI ACQUISITION CORP II WT EXP 091718 95 47 97.10 451,945
BLACKROCK MUNIYIELD NY QLTY FD COM 95 69 268.42 7,000
PHIBRO ANIMAL HEALTH CORP CL A COM 94 90 1,888.41 2,744
CHEGG INC COM 94 89 1,605.75 11,565
CONNECTICUT WTR SVC INC COM 94 -51 (35.28) 2,556
CONSUMER PORTFOLIO SVCS INC COM 94 93 8,048.21 13,689
MEMORIAL RESOURCE DEV CORP COM 94 86 1,102.73 5,280
POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 93 -97 (50.84) 3,276
CONTAINER STORE GROUP INC COM 93 -33 (25.97) 4,897
POWERSHARES ETF TRUST CON DISCRE SEC 93 70 300 2,000
PROSHARES TR PSHS SHORT DOW30 93 46 100 4,000
PREMIER FINL BANCORP INC COM 92 -7 (6.63) 6,115
STRAIGHT PATH COMMUNICATNS INC CL B 92 -201 (68.59) 4,753
SPDR SERIES TRUST COMP SOFTWARE 92 27 41.11 937