DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 09/30/2014

Position Statistics

Total Positions 5,323
New Positions 236
Increased Positions 2,563
Decreased Positions 2,349
Positions with Activity 4,912
Sold Out Positions 309
Total Mkt Value (in $ millions) 163,688

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.38%
Capital Goods 3.37%
Conglomerates 0.17%
Consumer Cyclical 2.12%
Consumer/Non-Cyclical 5.11%
Energy 7.71%
Financial 19.47%
Healthcare 9.99%
Services 21.61%
Technology 13.81%
Transportation 2.13%
Utilities 9.61%

4,912 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
RIVERVIEW BANCORP INC COM 47 43 1,002.42 10,462
RENTRAK CORP COM 47 -325 (87.43) 610
NUVEEN DIVID ADV MUN FD 3 COM SH BEN INT 47 -28 (37.11) 3,390
GRUMA SAB DE CV SPON ADR CL B 47 2 5.65 1,122
VANGUARD BD INDEX FD INC INTERMED TERM 47 -43 (48.13) 554
CLAYMORE EXCHANGE TRD FD TR WLSHR US REIT 47 47 New 1,000
PANGAEA LOGISTICS SOLUTION LTD SHS 46 -674 (93.56) 9,789
CLAYMORE EXCHANGE TRD FD TR 2 GUGG S&P GBL WTR 46 9 23.08 1,600
PROSHARES TR PSHS SHORT DOW30 46 46 New 2,000
GAIN CAP HLDGS INC COM 46 -441 (90.55) 5,212
POWERSHARES ETF TRUST FTSE US1500 SM 46 30 193.55 455
UNIVERSAL STAINLESS & ALLOY COM 46 -3 (6.92) 1,694
JONES ENERGY INC COM CL A 46 -2 (4.94) 3,891
KAMADA LTD SHS 46 1.00 12,652
ROSETTA STONE INC COM 45 5 12.06 4,423
FX ENERGY INC COM 45 -8 (15.72) 25,521
BRIDGE CAP HLDGS COM 45 3 6.83 1,893
GUIDANCE SOFTWARE INC COM 45 5 13.10 6,572
POWERSHARES GLOBAL ETF TRUST GBL WTR PORT 44 -130 (74.49) 1,918
ISHARES TR CORE MSCI EAFE 44 18 66.11 789