DEL REY GLOBAL INVESTORS, LLC Information

HOWARD HUGHES TOWER, LOS ANGELES, California, 90045, (310) 649-1233

Report Date: 12/31/2013

Position Statistics

Total Positions 37
New Positions 5
Increased Positions 6
Decreased Positions 24
Positions with Activity 30
Sold Out Positions 4
Total Mkt Value (in $ millions) 35

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 20.6%
Capital Goods 1.59%
Conglomerates
Consumer Cyclical 1.22%
Consumer/Non-Cyclical 0.99%
Energy 25.76%
Financial 3.59%
Healthcare 16.18%
Services 17.83%
Technology 10.1%
Transportation 0.98%
Utilities 1.16%

37 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
KT CORP SPONSORED ADR 4,022 -6,709 (62.52) 236,442
BARRICK GOLD CORP COM 3,710 -1,634 (30.57) 237,050
ROYAL DUTCH SHELL PLC SPONS ADR A 2,977 -2,002 (40.21) 37,806
SUNCOR ENERGY INC NEW COM 2,877 -5,206 (64.41) 74,817
TEVA PHARMACEUTICAL INDS LTD ADR 2,614 -4,465 (63.07) 50,123
BHP BILLITON PLC SPONSORED ADR 2,259 -3,720 (62.21) 38,536
ROYAL DUTCH SHELL PLC SPON ADR B 1,545 -174 (10.1) 18,784
NOVARTIS A G SPONSORED ADR 1,399 -224 (13.8) 14,900
CHINA MOBILE LIMITED SPONSORED ADR 1,356 169 14.26 22,068
SIEMENS A G SPONSORED ADR 1,241 -214 (14.71) 10,006
SANOFI SPONSORED ADR 1,213 -194 (13.76) 21,397
ERICSSON ADR B SEK 10 854 -137 (13.79) 65,241
NTT DOCOMO INC SPONS ADR 821 821 New 46,984
BP PLC SPONSORED ADR 697 -115 (14.12) 14,999
LLOYDS BANKING GROUP PLC SPONSORED ADR 595 -125 (17.34) 117,795
KINROSS GOLD CORP COM NO PAR 568 -1,302 (69.62) 160,469
MICROSOFT CORP COM 472 New 9,927
HELMERICH & PAYNE INC COM 462 -40 (8.05) 4,570
STANLEY BLACK & DECKER INC COM 425 425 New 4,560
HUANENG PWR INTL INC SPON ADR H SHS 404 -229 (36.21) 8,861