DEL REY GLOBAL INVESTORS, LLC Information

HOWARD HUGHES TOWER, LOS ANGELES, California, 90045, (310) 649-1233

Report Date: 12/31/2013

Position Statistics

Total Positions 37
New Positions 5
Increased Positions 6
Decreased Positions 24
Positions with Activity 30
Sold Out Positions 4
Total Mkt Value (in $ millions) 36

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 22.6%
Capital Goods 1.52%
Conglomerates
Consumer Cyclical 1.16%
Consumer/Non-Cyclical 0.96%
Energy 25.9%
Financial 3.45%
Healthcare 15.37%
Services 17.28%
Technology 9.65%
Transportation 0.91%
Utilities 1.2%

37 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BARRICK GOLD CORP COM 4,359 -1,919 (30.57) 237,050
KT CORP SPONSORED ADR 4,043 -6,744 (62.52) 236,442
SUNCOR ENERGY INC NEW COM 3,074 -5,564 (64.41) 74,817
ROYAL DUTCH SHELL PLC SPONS ADR A 3,061 -2,059 (40.21) 37,806
TEVA PHARMACEUTICAL INDS LTD ADR 2,632 -4,495 (63.07) 50,123
BHP BILLITON PLC SPONSORED ADR 2,446 -4,028 (62.21) 38,536
ROYAL DUTCH SHELL PLC SPON ADR B 1,594 -179 (10.1) 18,784
CHINA MOBILE LIMITED SPONSORED ADR 1,374 172 14.26 22,068
NOVARTIS A G SPONSORED ADR 1,339 -214 (13.8) 14,900
SIEMENS A G SPONSORED ADR 1,254 -216 (14.71) 10,006
SANOFI SPONSORED ADR 1,170 -187 (13.76) 21,397
ERICSSON ADR B SEK 10 815 -130 (13.79) 65,241
NTT DOCOMO INC SPONS ADR 812 812 New 46,984
BP PLC SPONSORED ADR 718 -118 (14.12) 14,999
KINROSS GOLD CORP COM NO PAR 632 -1,449 (69.62) 160,469
LLOYDS BANKING GROUP PLC SPONSORED ADR 604 -127 (17.34) 117,795
HELMERICH & PAYNE INC COM 480 -42 (8.05) 4,570
MICROSOFT CORP COM 451 New 9,927
GOLD FIELDS LTD NEW SPONSORED ADR 434 -105 (19.47) 89,717
HUANENG PWR INTL INC SPON ADR H SHS 431 -245 (36.21) 8,861