DEL REY GLOBAL INVESTORS, LLC Information

HOWARD HUGHES TOWER, LOS ANGELES, California, 90045, (310) 649-1233

Report Date: 12/31/2013

Position Statistics

Total Positions 34
New Positions 5
Increased Positions 6
Decreased Positions 20
Positions with Activity 26
Sold Out Positions 0
Total Mkt Value (in $ millions) 31

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 16.47%
Capital Goods 1.91%
Conglomerates
Consumer Cyclical 1.45%
Consumer/Non-Cyclical 1.24%
Energy 24.77%
Financial 3.72%
Healthcare 18.26%
Services 17.99%
Technology 11.35%
Transportation 1.23%
Utilities 1.57%

34 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
KT CORP SPONSORED ADR 3,504 -5,845 (62.52) 236,442
TEVA PHARMACEUTICAL INDS LTD ADR 2,845 -4,858 (63.07) 50,123
ROYAL DUTCH SHELL PLC SPONS ADR A 2,598 -1,747 (40.21) 37,806
SUNCOR ENERGY INC NEW COM 2,429 -4,396 (64.41) 74,817
BARRICK GOLD CORP COM 2,411 -1,062 (30.57) 237,050
BHP BILLITON PLC SPONSORED ADR 1,659 -2,731 (62.21) 38,536
NOVARTIS A G SPONSORED ADR 1,389 -222 (13.8) 14,900
ROYAL DUTCH SHELL PLC SPON ADR B 1,333 -150 (10.1) 18,784
CHINA MOBILE LIMITED SPONSORED ADR 1,306 163 14.26 22,068
SIEMENS A G SPONSORED ADR 1,152 -199 (14.71) 10,006
SANOFI SPONSORED ADR 981 -157 (13.76) 21,397
ERICSSON ADR B SEK 10 798 -128 (13.79) 65,241
NTT DOCOMO INC SPONS ADR 704 704 New 46,984
BP PLC SPONSORED ADR 587 -96 (14.12) 14,999
LLOYDS BANKING GROUP PLC SPONSORED ADR 556 -117 (17.34) 117,795
HUANENG PWR INTL INC SPON ADR H SHS 481 -273 (36.21) 8,861
MICROSOFT CORP COM 481 New 9,927
STANLEY BLACK & DECKER INC COM 444 444 New 4,560
KINROSS GOLD CORP COM NO PAR 416 -952 (69.62) 160,469
GOLD FIELDS LTD NEW SPONSORED ADR 380 -92 (19.47) 89,717