DEL MAR ASSET MANAGEMENT, LP Information

ONE GRAND CENTRAL PLACE, 60 EAST 42ND ST, NEW YORK, New York, 10165, (212) 328-7137

Report Date: 09/30/2014

Position Statistics

Total Positions 42
New Positions 15
Increased Positions 18
Decreased Positions 11
Positions with Activity 29
Sold Out Positions 10
Total Mkt Value (in $ millions) 67

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0%
Capital Goods 11.6%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 4.67%
Energy
Financial 24.17%
Healthcare
Services 1.49%
Technology 5.07%
Transportation
Utilities

11 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LIPOCINE INC NEW COM 2,239 -18 (0.8) 330,683
CHART ACQUISITION CORP UNIT EX 121917 -3,023 Sold Out 0
GABELLI CONV&INCOM SECS FD INC COM -333 Sold Out 0
GABELLI MULTIMEDIA TR INC COM -861 Sold Out 0
GABELLI MULTIMEDIA TR INC RT -22 Sold Out 0
KBS FASHION GROUP LTD COM -771 Sold Out 0
OUTFRONT MEDIA INC COM -19,827 Sold Out 0
ROI ACQUISITION CORP II UNIT 091718 -3,759 Sold Out 0
VIGGLE INC COM NEW -86 Sold Out 0
VRINGO INC COM -695 Sold Out 0
WEYERHAEUSER CO COM -136,940 Sold Out 0