DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 12/31/2013

Position Statistics

Total Positions 145
New Positions 1
Increased Positions 20
Decreased Positions 74
Positions with Activity 94
Sold Out Positions 4
Total Mkt Value (in $ millions) 901

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.9%
Capital Goods 0.87%
Conglomerates 0%
Consumer Cyclical 2.57%
Consumer/Non-Cyclical 3.63%
Energy 3.25%
Financial 54.6%
Healthcare 4.66%
Services 4.88%
Technology 14.92%
Transportation 0.42%
Utilities 2.26%

145 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
BIOGEN IDEC INC COM -3,866 Sold Out 0
LINKEDIN CORP COM CL A -1,140 Sold Out 0
MAGNA INTL INC COM -1,565 Sold Out 0
XL GROUP PLC SHS -12,757 Sold Out 0
ENGILITY HLDGS INC COM 3 New 74
TRANSOCEAN LTD REG SHS 12 New 300
ULTRA PETROLEUM CORP COM 14 New 510
DENBURY RES INC COM NEW 20 New 1,190
PPL CORP COM 32 New 950
HUDSON CITY BANCORP COM 35 New 3,490
HARSCO CORP COM 36 New 1,550
AIR PRODS & CHEMS INC COM 37 -84 (69.61) 310
METLIFE INC COM 39 New 770
EMERSON ELEC CO COM 43 New 640
SEMPRA ENERGY COM 43 New 440
COVANCE INC COM 45 New 460
ALLSTATE CORP COM 46 New 820
PROGRESSIVE CORP OHIO COM 48 New 2,020
CONSOL ENERGY INC COM 50 New 1,200
SLM CORP COM 52 New 2,020