DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 03/31/2015

Position Statistics

Total Positions 163
New Positions 21
Increased Positions 58
Decreased Positions 103
Positions with Activity 161
Sold Out Positions 7
Total Mkt Value (in $ millions) 567

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.3%
Capital Goods 4.39%
Conglomerates 0%
Consumer Cyclical 7.46%
Consumer/Non-Cyclical 8.66%
Energy 5.16%
Financial 25.28%
Healthcare 15.53%
Services 16.48%
Technology 8.97%
Transportation 1.51%
Utilities 3.22%

163 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
CALIFORNIA RES CORP COM -116 Sold Out 0
CANADIAN NAT RES LTD COM -884 Sold Out 0
COCA COLA CO COM -9,088 Sold Out 0
EASTMAN CHEM CO COM -1,419 Sold Out 0
HALYARD HEALTH INC COM -145 Sold Out 0
METLIFE INC COM -1,297 Sold Out 0
PATTERSON COMPANIES INC COM -1,287 Sold Out 0
ENGILITY HLDGS INC NEW COM 1 New 19
CHUNGHWA TELECOM CO LTD SPON ADR NEW11 13 13 New 400
VIPSHOP HLDGS LTD SPONSORED ADR 19 19 New 700
TATA MTRS LTD SPONSORED ADR 20 20 New 500
21VIANET GROUP INC SPONSORED ADR 29 29 New 1,400
INFOSYS LTD SPONSORED ADR 41 41 New 1,300
JD COM INC SPON ADR CL A 44 44 New 1,300
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 46 46 New 1,900
ICICI BK LTD ADR 63 63 New 5,900
SILICONWARE PRECISION INDS LTD SPONSD ADR SPL 66 66 New 7,900
CUMMINS INC COM 93 -13 (11.84) 670
HDFC BANK LTD ADR REPS 3 SHS 113 6 5.26 2,000
MONSANTO CO NEW COM 133 -16 (10.94) 1,140