DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 06/30/2014

Position Statistics

Total Positions 133
New Positions 16
Increased Positions 79
Decreased Positions 48
Positions with Activity 127
Sold Out Positions 12
Total Mkt Value (in $ millions) 791

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 12.41%
Capital Goods 2.96%
Conglomerates 0%
Consumer Cyclical 3.81%
Consumer/Non-Cyclical 2.24%
Energy 10.33%
Financial 31.93%
Healthcare 7.26%
Services 7.52%
Technology 18.78%
Transportation 1.32%
Utilities 1.43%

133 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
BIOGEN IDEC INC COM -3,531 Sold Out 0
BRISTOL MYERS SQUIBB CO COM -10,880 Sold Out 0
CONSOL ENERGY INC COM -48 Sold Out 0
CONSOLIDATED EDISON INC COM -13,251 Sold Out 0
DARDEN RESTAURANTS INC COM -10,566 Sold Out 0
DICKS SPORTING GOODS INC COM -2,543 Sold Out 0
FACEBOOK INC CL A -1,448 Sold Out 0
FLOWSERVE CORP COM -39 Sold Out 0
GENERAL MLS INC COM -11,040 Sold Out 0
HOME DEPOT INC COM -13,305 Sold Out 0
LAS VEGAS SANDS CORP COM -1,956 Sold Out 0
THERAVANCE BIOPHARMA INC COM -784 Sold Out 0
ENGILITY HLDGS INC COM 2 New 55
VERITIV CORP COM 34 1.19 768
CUMMINS INC COM 110 New 760
MONSANTO CO NEW COM 153 New 1,280
HDFC BANK LTD ADR REPS 3 SHS 183 64 54.17 3,700
BROADCOM CORP CL A 187 New 4,810
PROCTER & GAMBLE CO COM 256 -1,192 (82.35) 3,090
E M C CORP MASS COM 392 3 .77 13,105