DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 12/31/2013

Position Statistics

Total Positions 145
New Positions 1
Increased Positions 20
Decreased Positions 74
Positions with Activity 94
Sold Out Positions 4
Total Mkt Value (in $ millions) 902

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.9%
Capital Goods 0.87%
Conglomerates 0%
Consumer Cyclical 2.56%
Consumer/Non-Cyclical 3.63%
Energy 3.28%
Financial 54.61%
Healthcare 4.68%
Services 4.86%
Technology 14.93%
Transportation 0.42%
Utilities 2.22%

145 Positions as of 12/31/2013

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACCENTURE PLC IRELAND SHS CLASS A 308 -6 (1.76) 3,902
ACE LIMITED SHS 66 New 650
ACTIVISION BLIZZARD INC COM 95 New 4,820
ADOBE SYS INC COM 84 New 1,310
AIR PRODS & CHEMS INC COM 37 -84 (69.61) 310
ALLEGION PUB LTD CO ORD SHS 406 -168 (29.2) 8,098
ALLSTATE CORP COM 46 New 820
AMERICAN ELEC PWR INC COM 57 New 1,100
AMERICAN EXPRESS CO COM 2,026 -59 (2.85) 23,498
AMERICAN TOWER CORP NEW COM 99 New 1,200
AMERIPRISE FINL INC COM 14,900 -2,901 (16.3) 140,522
AMGEN INC COM 2,544 -64 (2.44) 22,036
AMPHENOL CORP NEW CL A 136 New 1,440
ANADARKO PETE CORP COM 2,520 -243 (8.81) 25,462
APPLE INC COM 4,927 -176 (3.45) 9,385
AT&T INC COM 7,400 -2,247 (23.29) 205,320
BAIDU INC SPON ADR REP A 763 -249 (24.62) 4,900
BANK OF AMERICA CORPORATION COM 5,264 -5 (0.09) 325,934
BIOGEN IDEC INC COM -3,853 Sold Out 0
BLACKROCK INC COM 13,406 1,688 14.40 43,473