DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 09/30/2014

Position Statistics

Total Positions 147
New Positions 24
Increased Positions 71
Decreased Positions 69
Positions with Activity 140
Sold Out Positions 14
Total Mkt Value (in $ millions) 820

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.47%
Capital Goods 2.78%
Conglomerates 0%
Consumer Cyclical 5.06%
Consumer/Non-Cyclical 3.69%
Energy 7.69%
Financial 39.76%
Healthcare 13.45%
Services 6.33%
Technology 12.28%
Transportation 0.88%
Utilities 2.51%

147 Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 4,679 -794 (14.51) 28,040
ABBVIE INC COM 17,743 17,743 New 275,730
ACCENTURE PLC IRELAND SHS CLASS A 1,354 38 2.92 14,810
AECOM TECHNOLOGY CORP DELAWARE COM 3,470 3,470 New 114,160
AGRIUM INC COM 251 -13,090 (98.12) 2,620
ALTRIA GROUP INC COM 466 466 New 9,230
AMERICAN EXPRESS CO COM 2,060 52 2.57 21,960
AMERICAN INTL GROUP INC COM NEW 4,191 -626 (12.99) 74,260
AMERIPRISE FINL INC COM 4,566 -12,687 (73.54) 33,386
ANADARKO PETE CORP COM 2,918 85 3.00 34,643
APPLE INC COM 19,313 -1,482 (7.13) 171,611
AT&T INC COM 5,906 693 13.29 173,560
AVERY DENNISON CORP COM -4,864 Sold Out 0
BAIDU INC SPON ADR REP A 396 -163 (29.17) 1,700
BAKER HUGHES INC COM 2,347 -6,695 (74.04) 41,590
BANK AMER CORP COM -3,461 Sold Out 0
BANK MONTREAL QUE COM 9,105 9,105 New 129,700
BANK N S HALIFAX COM 9,148 9,148 New 160,800
BARRICK GOLD CORP COM -4,896 Sold Out 0
BIOGEN IDEC INC COM 2,955 2,955 New 8,802