DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 06/30/2014

Position Statistics

Total Positions 133
New Positions 16
Increased Positions 79
Decreased Positions 48
Positions with Activity 127
Sold Out Positions 12
Total Mkt Value (in $ millions) 798

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 12.33%
Capital Goods 2.93%
Conglomerates 0%
Consumer Cyclical 3.77%
Consumer/Non-Cyclical 2.22%
Energy 10.34%
Financial 32.15%
Healthcare 7.28%
Services 7.52%
Technology 18.72%
Transportation 1.32%
Utilities 1.42%

133 Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
HDFC BANK LTD ADR REPS 3 SHS 183 64 54.17 3,700
BROADCOM CORP CL A 185 New 4,810
FACEBOOK INC CL A -1,436 Sold Out 0
GOOGLE INC CL A 1,861 -53 (2.77) 3,192
OCH ZIFF CAP MGMT GROUP CL A 4,490 1,549 52.66 359,780
BROWN FORMAN CORP CL B 1,951 -50 (2.51) 21,198
FREEPORT-MCMORAN INC CL B 11,643 11,643 New 319,500
UNITED PARCEL SERVICE INC CL B 2,113 2,113 New 21,698
GOOGLE INC CL C 1,779 -96 (5.12) 3,115
3M CO COM 4,721 1,303 38.11 32,800
AGRIUM INC COM 13,129 13,129 New 139,388
AMERICAN EXPRESS CO COM 1,911 19 .99 21,410
AMERIPRISE FINL INC COM 15,894 560 3.65 126,151
ANADARKO PETE CORP COM 3,716 -264 (6.64) 33,633
APPLE INC COM 18,872 12,859 213.84 184,781
AT&T INC COM 5,324 -4,408 (45.29) 153,200
AVERY DENNISON CORP COM 4,461 1,439 47.62 93,130
BAKER HUGHES INC COM 11,127 8,685 355.79 160,210
BANK OF AMERICA CORPORATION COM 3,127 -1,828 (36.89) 193,019
BARRICK GOLD CORP COM 8,723 8,723 New 481,400