DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 12/31/2013

Position Statistics

Total Positions 145
New Positions 1
Increased Positions 20
Decreased Positions 74
Positions with Activity 94
Sold Out Positions 4
Total Mkt Value (in $ millions) 901

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.9%
Capital Goods 0.87%
Conglomerates 0%
Consumer Cyclical 2.57%
Consumer/Non-Cyclical 3.63%
Energy 3.25%
Financial 54.6%
Healthcare 4.66%
Services 4.88%
Technology 14.92%
Transportation 0.42%
Utilities 2.26%

145 Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
HDFC BANK LTD ADR REPS 3 SHS 133 12 10 3,300
AMPHENOL CORP NEW CL A 134 New 1,440
BROADCOM CORP CL A 144 New 4,810
FACEBOOK INC CL A 1,271 -171 (11.84) 21,291
GOOGLE INC CL A 1,536 164 11.92 2,724
MOLSON COORS BREWING CO CL B 89 New 1,520
GOOGLE INC CL C 1,516 161 11.92 2,724
ACTIVISION BLIZZARD INC COM 94 New 4,820
ADOBE SYS INC COM 83 New 1,310
AIR PRODS & CHEMS INC COM 37 -84 (69.61) 310
ALLSTATE CORP COM 46 New 820
AMERICAN ELEC PWR INC COM 58 New 1,100
AMERICAN EXPRESS CO COM 2,054 -60 (2.85) 23,498
AMERICAN TOWER CORP NEW COM 99 New 1,200
AMERIPRISE FINL INC COM 14,731 -2,868 (16.3) 140,522
AMGEN INC COM 2,546 -64 (2.44) 22,036
ANADARKO PETE CORP COM 2,502 -242 (8.81) 25,462
APPLE INC COM 4,871 -174 (3.45) 9,385
AT&T INC COM 7,412 -2,250 (23.29) 205,320
BANK OF AMERICA CORPORATION COM 5,257 -5 (0.09) 325,934