DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 12/31/2014

Position Statistics

Total Positions 171
New Positions 38
Increased Positions 61
Decreased Positions 95
Positions with Activity 156
Sold Out Positions 29
Total Mkt Value (in $ millions) 632

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.19%
Capital Goods 2.05%
Conglomerates 0%
Consumer Cyclical 5.77%
Consumer/Non-Cyclical 12.54%
Energy 3.17%
Financial 28.52%
Healthcare 16.07%
Services 12.59%
Technology 10.6%
Transportation 1.23%
Utilities 4.21%

171 Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
HDFC BANK LTD ADR REPS 3 SHS 116 -61 (34.48) 1,900
BROADCOM CORP CL A -220 Sold Out 0
COMCAST CORP NEW CL A 4,930 4,403 835.51 83,354
FACEBOOK INC CL A 2,566 2,566 New 31,914
GOOGLE INC CL A 1,931 89 4.86 3,452
MARRIOTT INTL INC NEW CL A 9,637 9,637 New 115,800
OCH ZIFF CAP MGMT GROUP CL A -4,314 Sold Out 0
PANERA BREAD CO CL A 1,281 1,281 New 7,930
BROWN FORMAN CORP CL B 215 New 2,330
NIKE INC CL B 2,842 2,842 New 29,298
UNITED PARCEL SERVICE INC CL B 2,166 -105 (4.63) 21,265
SHAW COMMUNICATIONS INC CL B CONV 917 917 New 39,610
BERKSHIRE HATHAWAY INC DEL CL B NEW 2,183 2,183 New 14,713
GOOGLE INC CL C 2,831 105 3.85 5,097
3M CO COM 2,262 -2,494 (52.44) 13,337
ABBOTT LABS COM 10,298 10,298 New 216,300
ABBVIE INC COM 10,092 -6,595 (39.52) 166,761
AECOM COM 1,347 -2,067 (60.55) 45,040
AGRIUM INC COM -300 Sold Out 0
ALEXION PHARMACEUTICALS INC COM 247 247 New 1,350