DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 12/31/2014

Position Statistics

Total Positions 171
New Positions 38
Increased Positions 61
Decreased Positions 95
Positions with Activity 156
Sold Out Positions 29
Total Mkt Value (in $ millions) 603

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.09%
Capital Goods 2.01%
Conglomerates 0%
Consumer Cyclical 5.54%
Consumer/Non-Cyclical 12.79%
Energy 3.25%
Financial 27.94%
Healthcare 16.38%
Services 12.59%
Technology 10.37%
Transportation 1.25%
Utilities 4.73%

171 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
AGRIUM INC COM -279 Sold Out 0
BAKER HUGHES INC COM -2,412 Sold Out 0
BLACKROCK INC COM -13,813 Sold Out 0
BLACKSTONE GROUP L P COM UNIT LTD -4,731 Sold Out 0
BROADCOM CORP CL A -204 Sold Out 0
CONOCOPHILLIPS COM -8,395 Sold Out 0
CSX CORP COM -4,250 Sold Out 0
CVS HEALTH CORP COM -612 Sold Out 0
DU PONT E I DE NEMOURS & CO COM -3,983 Sold Out 0
EMBRAER S A SP ADR REP 4 COM -3,707 Sold Out 0
ENBRIDGE INC COM -219 Sold Out 0
ENSCO PLC SHS CLASS A -101 Sold Out 0
FMC TECHNOLOGIES INC COM -1,182 Sold Out 0
FORD MTR CO DEL COM PAR $0.01 -14,942 Sold Out 0
HALLIBURTON CO COM -7,032 Sold Out 0
HARRIS CORP DEL COM -1,436 Sold Out 0
HESS CORP COM -2,845 Sold Out 0
KLA-TENCOR CORP COM -10,296 Sold Out 0
LINCOLN NATL CORP IND COM -2,980 Sold Out 0
LYONDELLBASELL INDUSTRIES N V SHS - A - -7,782 Sold Out 0