DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 06/30/2014

Position Statistics

Total Positions 133
New Positions 16
Increased Positions 79
Decreased Positions 48
Positions with Activity 127
Sold Out Positions 12
Total Mkt Value (in $ millions) 749

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 11.97%
Capital Goods 3.03%
Conglomerates 0%
Consumer Cyclical 3.55%
Consumer/Non-Cyclical 2.41%
Energy 9.36%
Financial 32.49%
Healthcare 7.58%
Services 7.76%
Technology 18.86%
Transportation 1.5%
Utilities 1.47%

133 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 73,733 -115,311 (61) 379,929
HOME DEPOT INC COM -14,205 Sold Out 0
CONSOLIDATED EDISON INC COM -14,103 Sold Out 0
KLA-TENCOR CORP COM 1,440 -13,769 (90.53) 20,175
JPMORGAN CHASE & CO COM 3,462 -12,731 (78.62) 59,765
BRISTOL MYERS SQUIBB CO COM -11,237 Sold Out 0
DARDEN RESTAURANTS INC COM -10,986 Sold Out 0
GENERAL MLS INC COM -10,465 Sold Out 0
HERSHEY CO COM 2,047 -9,562 (82.37) 21,719
NEXTERA ENERGY INC COM 9,275 -5,912 (38.93) 97,100
LYONDELLBASELL INDUSTRIES N V SHS - A - 9,367 -5,238 (35.86) 98,400
AT&T INC COM 5,304 -4,391 (45.29) 153,200
KIMBERLY CLARK CORP COM 8,554 -3,659 (29.96) 76,900
LILLY ELI & CO COM 13,067 -3,512 (21.18) 202,031
BIOGEN IDEC INC COM -3,336 Sold Out 0
JOHNSON & JOHNSON COM 8,350 -3,282 (28.21) 83,200
GARMIN LTD SHS 9,639 -2,596 (21.22) 179,000
DICKS SPORTING GOODS INC COM -2,589 Sold Out 0
OCCIDENTAL PETE CORP DEL COM 10,806 -1,925 (15.12) 118,656
BANK AMER CORP COM 3,204 -1,873 (36.89) 193,019