DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 12/31/2013

Position Statistics

Total Positions 145
New Positions 1
Increased Positions 20
Decreased Positions 74
Positions with Activity 94
Sold Out Positions 4
Total Mkt Value (in $ millions) 891

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.87%
Capital Goods 0.86%
Conglomerates 0%
Consumer Cyclical 2.57%
Consumer/Non-Cyclical 3.62%
Energy 3.25%
Financial 54.57%
Healthcare 4.67%
Services 4.88%
Technology 14.98%
Transportation 0.41%
Utilities 2.27%

145 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
ISHARES MSCI EMG MKT ETF 44,503 -49,434 (52.63) 1,082,525
HALLIBURTON CO COM 3,423 -13,602 (79.89) 57,086
XL GROUP PLC SHS -12,814 Sold Out 0
HARTFORD FINL SVCS GROUP INC COM 11,115 -11,122 (50.02) 327,300
PPG INDS INC COM 2,150 -10,045 (82.37) 11,406
DIAMOND OFFSHORE DRILLING INC COM 99 -7,195 (98.64) 2,070
BRISTOL MYERS SQUIBB CO COM 10,419 -6,069 (36.81) 216,300
DOW CHEM CO COM 15,289 -4,205 (21.57) 321,402
BIOGEN IDEC INC COM -3,786 Sold Out 0
KLA-TENCOR CORP COM 14,229 -3,333 (18.98) 215,108
MICROCHIP TECHNOLOGY INC COM 12,217 -3,274 (21.13) 259,000
CELGENE CORP COM 166 -2,900 (94.57) 1,190
LYONDELLBASELL INDUSTRIES N V SHS - A - 16,926 -2,895 (14.61) 189,017
AMERIPRISE FINL INC COM 14,524 -2,828 (16.3) 140,522
JPMORGAN CHASE & CO COM 15,819 -2,326 (12.82) 288,661
PETSMART INC COM 102 -2,298 (95.75) 1,530
AT&T INC COM 7,326 -2,224 (23.29) 205,320
CHUBB CORP COM 13,476 -2,065 (13.29) 149,584
GENERAL ELECTRIC CO COM 14,098 -1,867 (11.69) 546,029
CHIPOTLE MEXICAN GRILL INC COM 2,046 -1,603 (43.93) 3,785