DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 12/31/2013

Position Statistics

Total Positions 145
New Positions 1
Increased Positions 20
Decreased Positions 74
Positions with Activity 94
Sold Out Positions 4
Total Mkt Value (in $ millions) 906

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.93%
Capital Goods 0.86%
Conglomerates 0%
Consumer Cyclical 2.58%
Consumer/Non-Cyclical 3.56%
Energy 3.32%
Financial 54.6%
Healthcare 4.72%
Services 4.87%
Technology 14.87%
Transportation 0.42%
Utilities 2.21%

145 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ENGILITY HLDGS INC COM 3 New 74
BIOGEN IDEC INC COM -4,068 Sold Out 0
LINKEDIN CORP COM CL A -1,166 Sold Out 0
MAGNA INTL INC COM -1,581 Sold Out 0
XL GROUP PLC SHS -12,863 Sold Out 0