DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 12/31/2014

Position Statistics

Total Positions 171
New Positions 38
Increased Positions 61
Decreased Positions 95
Positions with Activity 156
Sold Out Positions 29
Total Mkt Value (in $ millions) 631

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.18%
Capital Goods 2.05%
Conglomerates
Consumer Cyclical 5.75%
Consumer/Non-Cyclical 12.59%
Energy 3.17%
Financial 28.52%
Healthcare 16.03%
Services 12.65%
Technology 10.54%
Transportation 1.24%
Utilities 4.22%

171 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CATERPILLAR INC DEL COM 521 521 New 6,283
EBAY INC COM 511 3 .69 8,816
BAIDU INC SPON ADR REP A 489 143 41.18 2,400
DUKE ENERGY CORP NEW COM NEW 434 New 5,520
E M C CORP MASS COM 393 3 .67 13,575
UNITEDHEALTH GROUP INC COM 325 New 2,860
REGENERON PHARMACEUTICALS COM 265 265 New 640
CORNING INC COM 256 New 10,510
HERSHEY CO COM 249 New 2,400
ALEXION PHARMACEUTICALS INC COM 244 244 New 1,350
EATON CORP PLC SHS 229 New 3,230
BROWN FORMAN CORP CL B 214 New 2,330
PULTE GROUP INC COM 213 New 9,430
ARCHER DANIELS MIDLAND CO COM 182 182 New 3,810
EXPRESS SCRIPTS HLDG CO COM 181 -177 (49.53) 2,130
ALIBABA GROUP HLDG LTD SPONSORED ADS 179 179 New 2,100
MONSANTO CO NEW COM 154 New 1,280
HALYARD HEALTH INC COM 146 -397 (73.05) 3,180
HDFC BANK LTD ADR REPS 3 SHS 118 -62 (34.48) 1,900
CUMMINS INC COM 108 New 760