DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 12/31/2014

Position Statistics

Total Positions 171
New Positions 38
Increased Positions 61
Decreased Positions 95
Positions with Activity 156
Sold Out Positions 29
Total Mkt Value (in $ millions) 617

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.15%
Capital Goods 2.07%
Conglomerates 0%
Consumer Cyclical 5.71%
Consumer/Non-Cyclical 12.58%
Energy 3.15%
Financial 28.35%
Healthcare 16.44%
Services 12.65%
Technology 10.41%
Transportation 1.2%
Utilities 4.21%

171 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EBAY INC COM 508 3 .69 8,816
CATERPILLAR INC DEL COM 501 501 New 6,283
BAIDU INC SPON ADR REP A 498 145 41.18 2,400
DUKE ENERGY CORP NEW COM NEW 414 New 5,520
E M C CORP MASS COM 342 2 .67 13,575
UNITEDHEALTH GROUP INC COM 338 New 2,860
REGENERON PHARMACEUTICALS COM 291 291 New 640
HERSHEY CO COM 245 New 2,400
ALEXION PHARMACEUTICALS INC COM 244 244 New 1,350
CORNING INC COM 239 New 10,510
EATON CORP PLC SHS 215 New 3,230
BROWN FORMAN CORP CL B 208 New 2,330
PULTE GROUP INC COM 208 New 9,430
ALIBABA GROUP HLDG LTD SPONSORED ADS 178 178 New 2,100
ARCHER DANIELS MIDLAND CO COM 177 177 New 3,810
EXPRESS SCRIPTS HLDG CO COM 175 -172 (49.53) 2,130
HALYARD HEALTH INC COM 153 -414 (73.05) 3,180
MONSANTO CO NEW COM 144 New 1,280
HDFC BANK LTD ADR REPS 3 SHS 110 -58 (34.48) 1,900
CUMMINS INC COM 104 New 760