DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 09/30/2014

Position Statistics

Total Positions 147
New Positions 24
Increased Positions 71
Decreased Positions 69
Positions with Activity 140
Sold Out Positions 14
Total Mkt Value (in $ millions) 803

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.4%
Capital Goods 2.74%
Conglomerates 0%
Consumer Cyclical 5.14%
Consumer/Non-Cyclical 3.66%
Energy 7.58%
Financial 38.95%
Healthcare 14.24%
Services 7.07%
Technology 11.64%
Transportation 0.84%
Utilities 2.64%

147 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CVS HEALTH CORP COM 629 629 New 6,230
COCA COLA CO COM 620 620 New 14,420
HOME DEPOT INC COM 602 602 New 5,660
HALYARD HEALTH INC COM 546 101 22.75 11,800
PEPSICO INC COM 544 544 New 5,510
TIME WARNER INC COM NEW 534 534 New 6,600
TEXAS INSTRS INC COM 528 15 2.90 9,589
COMCAST CORP NEW CL A 505 505 New 8,910
ALTRIA GROUP INC COM 502 502 New 9,230
EBAY INC COM 491 13 2.82 8,756
DUKE ENERGY CORP NEW COM NEW 489 489 New 5,520
GENERAL ELECTRIC CO COM 488 -11,236 (95.84) 19,840
MCKESSON CORP COM 409 -2,847 (87.43) 1,870
BAIDU INC SPON ADR REP A 390 -161 (29.17) 1,700
E M C CORP MASS COM 382 11 2.90 13,485
EXPRESS SCRIPTS HLDG CO COM 358 -8,601 (96.01) 4,220
UNITEDHEALTH GROUP INC COM 319 -3,637 (91.93) 2,860
CALIFORNIA RES CORP COM 288 77 36.33 64,706
AGRIUM INC COM 274 -14,292 (98.12) 2,620
HERSHEY CO COM 262 -2,112 (88.95) 2,400