DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 12/31/2013

Position Statistics

Total Positions 145
New Positions 1
Increased Positions 20
Decreased Positions 74
Positions with Activity 94
Sold Out Positions 4
Total Mkt Value (in $ millions) 901

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.9%
Capital Goods 0.87%
Conglomerates 0%
Consumer Cyclical 2.57%
Consumer/Non-Cyclical 3.63%
Energy 3.25%
Financial 54.6%
Healthcare 4.66%
Services 4.88%
Technology 14.92%
Transportation 0.42%
Utilities 2.26%

145 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
XILINX INC COM 134 New 2,600
HDFC BANK LTD ADR REPS 3 SHS 133 12 10 3,300
YUM BRANDS INC COM 129 New 1,680
EXXON MOBIL CORP COM 115 New 1,150
CUMMINS INC COM 110 New 760
PETSMART INC COM 102 -2,309 (95.75) 1,530
UNITED TECHNOLOGIES CORP COM 102 New 860
MCCORMICK & CO INC COM NON VTG 100 New 1,400
AMERICAN TOWER CORP NEW COM 99 New 1,200
DIAMOND OFFSHORE DRILLING INC COM 98 -7,102 (98.64) 2,070
ACTIVISION BLIZZARD INC COM 94 New 4,820
MOLSON COORS BREWING CO CL B 89 New 1,520
GILEAD SCIENCES INC COM 89 New 1,280
TORCHMARK CORP COM 84 New 1,080
LSI CORPORATION COM 83 New 7,500
ADOBE SYS INC COM 83 New 1,310
SALESFORCE COM INC COM 81 New 1,440
ACE LIMITED SHS 66 New 650
PEOPLES UNITED FINANCIAL INC COM 64 New 4,320
FLOWSERVE CORP COM 61 -226 (78.69) 780