DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 06/30/2014

Position Statistics

Total Positions 133
New Positions 16
Increased Positions 79
Decreased Positions 48
Positions with Activity 127
Sold Out Positions 12
Total Mkt Value (in $ millions) 788

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 12.46%
Capital Goods 2.9%
Conglomerates 0%
Consumer Cyclical 3.77%
Consumer/Non-Cyclical 2.17%
Energy 10.59%
Financial 31.94%
Healthcare 7.18%
Services 7.53%
Technology 18.69%
Transportation 1.31%
Utilities 1.45%

133 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
INGERSOLL-RAND PLC SHS 1,879 12 .62 30,710
GOOGLE INC CL C 1,824 -98 (5.12) 3,115
INTERNATIONAL BUSINESS MACHS COM 1,817 14 .76 9,337
PULTE GROUP INC COM 1,802 -46 (2.48) 97,962
CARDINAL HEALTH INC COM 1,717 12 .72 23,753
SUNTRUST BKS INC COM 1,681 1,681 New 43,669
MOHAWK INDS INC COM 1,635 -119 (6.8) 12,847
KLA-TENCOR CORP COM 1,440 -13,773 (90.53) 20,175
QUALCOMM INC COM 1,435 9 .63 19,050
ACCENTURE PLC IRELAND SHS CLASS A 1,159 7 .63 14,390
BAIDU INC SPON ADR REP A 528 -440 (45.46) 2,400
EBAY INC COM 453 3 .71 8,516
TEXAS INSTRS INC COM 436 3 .65 9,319
E M C CORP MASS COM 386 3 .77 13,105
PROCTER & GAMBLE CO COM 243 -1,134 (82.35) 3,090
BROADCOM CORP CL A 183 New 4,810
HDFC BANK LTD ADR REPS 3 SHS 177 62 54.17 3,700
MONSANTO CO NEW COM 146 New 1,280
CUMMINS INC COM 109 New 760
VERITIV CORP COM 31 1.19 768