DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 06/30/2014

Position Statistics

Total Positions 133
New Positions 16
Increased Positions 79
Decreased Positions 48
Positions with Activity 127
Sold Out Positions 12
Total Mkt Value (in $ millions) 787

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 12.29%
Capital Goods 2.94%
Conglomerates 0%
Consumer Cyclical 3.69%
Consumer/Non-Cyclical 2.27%
Energy 9.85%
Financial 32.21%
Healthcare 7.47%
Services 7.68%
Technology 18.81%
Transportation 1.38%
Utilities 1.41%

133 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NXP SEMICONDUCTORS N V COM 5,272 1,313 33.18 74,460
WHIRLPOOL CORP COM 5,246 1,880 55.87 34,150
NUCOR CORP COM 5,245 1,712 48.44 92,090
CITIGROUP INC COM NEW 5,231 1,873 55.80 98,620
DISNEY WALT CO COM DISNEY 5,061 1,488 41.63 56,680
EMBRAER S A SP ADR REP 4 COM 4,994 1,424 39.90 128,920
CSX CORP COM 4,961 1,449 41.27 154,730
CHECK POINT SOFTWARE TECH LTD ORD 4,922 1,576 47.10 70,520
EQUINIX INC COM NEW 4,880 1,142 30.54 22,780
3M CO COM 4,779 1,319 38.11 32,800
HESS CORP COM 4,731 994 26.59 49,130
DISCOVER FINL SVCS COM 4,716 616 15.02 72,363
AMERICAN INTL GROUP INC COM NEW 4,688 1,205 34.60 85,350
METLIFE INC COM 4,635 4,635 New 83,940
BLACKSTONE GROUP L P COM UNIT LTD 4,618 1,465 46.46 141,830
EASTMAN CHEM CO COM 4,508 1,397 44.93 53,770
AVERY DENNISON CORP COM 4,444 1,434 47.62 93,130
ST JUDE MED INC COM 4,410 4,410 New 70,670
OCH ZIFF CAP MGMT GROUP CL A 4,141 1,429 52.66 359,780
PIONEER NAT RES CO COM 4,077 629 18.24 20,810