DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 12/31/2014

Position Statistics

Total Positions 171
New Positions 38
Increased Positions 61
Decreased Positions 95
Positions with Activity 156
Sold Out Positions 29
Total Mkt Value (in $ millions) 617

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.15%
Capital Goods 2.07%
Conglomerates 0%
Consumer Cyclical 5.71%
Consumer/Non-Cyclical 12.58%
Energy 3.15%
Financial 28.35%
Healthcare 16.44%
Services 12.65%
Technology 10.41%
Transportation 1.2%
Utilities 4.21%

171 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
JOHNSON & JOHNSON COM 9,918 1,570 18.81 98,847
ROYAL BK CDA MONTREAL QUE COM 9,663 877 9.98 162,000
MERCK & CO INC NEW COM 9,633 New 166,800
ABBVIE INC COM 9,614 -6,282 (39.52) 166,761
DOW CHEM CO COM 9,519 -3,475 (26.75) 199,300
MARRIOTT INTL INC NEW CL A 9,359 9,359 New 115,800
CHEVRON CORP NEW COM 9,305 -62 (0.66) 89,230
CONSOLIDATED EDISON INC COM 9,122 9,122 New 152,550
COCA COLA CO COM 8,939 8,361 1,446.60 223,020
PHILIP MORRIS INTL INC COM 8,055 New 104,900
BANK N S HALIFAX COM 7,963 New 160,800
BANK MONTREAL QUE COM 7,743 New 129,700
COMCAST CORP NEW CL A 4,663 4,164 835.51 83,354
CELGENE CORP COM 3,692 -1,803 (32.81) 31,109
STARBUCKS CORP COM 3,438 3,438 New 36,159
CITIGROUP INC COM NEW 3,282 -625 (15.99) 64,358
JPMORGAN CHASE & CO COM 3,210 -1,404 (30.43) 53,896
TJX COS INC NEW COM 3,061 3,061 New 43,989
MOHAWK INDS INC COM 3,006 406 15.64 16,586
NIKE INC CL B 2,926 2,926 New 29,298