DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 06/30/2014

Position Statistics

Total Positions 133
New Positions 16
Increased Positions 79
Decreased Positions 48
Positions with Activity 127
Sold Out Positions 12
Total Mkt Value (in $ millions) 788

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 12.46%
Capital Goods 2.9%
Conglomerates 0%
Consumer Cyclical 3.77%
Consumer/Non-Cyclical 2.17%
Energy 10.59%
Financial 31.94%
Healthcare 7.18%
Services 7.53%
Technology 18.69%
Transportation 1.31%
Utilities 1.45%

133 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FREEPORT-MCMORAN INC CL B 12,112 12,112 New 319,500
CHEVRON CORP NEW COM 11,939 -1,740 (12.72) 90,161
OCCIDENTAL PETE CORP DEL COM 11,786 -2,100 (15.12) 118,656
BAKER HUGHES INC COM 11,545 9,012 355.79 160,210
HARRIS CORP DEL COM 11,349 1,419 14.29 166,526
TORONTO DOMINION BK ONT COM NEW 11,085 11,085 New 211,700
POTASH CORP SASK INC COM 10,857 10,857 New 300,000
LYONDELLBASELL INDUSTRIES N V SHS - A - 10,656 -5,958 (35.86) 98,400
CARNIVAL CORP PAIRED CTF 10,645 New 293,000
GARMIN LTD SHS 10,307 -2,775 (21.22) 179,000
MICROCHIP TECHNOLOGY INC COM 10,277 New 222,200
MERCK & CO INC NEW COM 9,771 -1,224 (11.14) 166,800
NEXTERA ENERGY INC COM 9,555 -6,091 (38.93) 97,100
BARRICK GOLD CORP COM 8,949 8,949 New 481,400
JOHNSON & JOHNSON COM 8,483 -3,334 (28.21) 83,200
KIMBERLY CLARK CORP COM 8,235 -3,523 (29.96) 76,900
EXPRESS SCRIPTS HLDG CO COM 7,112 1,661 30.47 105,709
AT&T INC COM 5,606 -4,641 (45.29) 153,200
COMMUNITY HEALTH SYS INC NEW COM 5,104 5,104 New 106,080
OCH ZIFF CAP MGMT GROUP CL A 5,051 1,743 52.66 359,780