DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 12/31/2013

Position Statistics

Total Positions 145
New Positions 1
Increased Positions 20
Decreased Positions 74
Positions with Activity 94
Sold Out Positions 4
Total Mkt Value (in $ millions) 902

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.9%
Capital Goods 0.87%
Conglomerates 0%
Consumer Cyclical 2.56%
Consumer/Non-Cyclical 3.63%
Energy 3.28%
Financial 54.61%
Healthcare 4.68%
Services 4.86%
Technology 14.93%
Transportation 0.42%
Utilities 2.22%

4 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BIOGEN IDEC INC COM -3,853 Sold Out 0
LINKEDIN CORP COM CL A -1,164 Sold Out 0
MAGNA INTL INC COM -1,569 Sold Out 0
XL GROUP PLC SHS -12,773 Sold Out 0