DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 03/31/2014

Position Statistics

Total Positions 173
New Positions 31
Increased Positions 51
Decreased Positions 115
Positions with Activity 166
Sold Out Positions 56
Total Mkt Value (in $ millions) 874

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.31%
Capital Goods 1.8%
Conglomerates 0%
Consumer Cyclical 1.85%
Consumer/Non-Cyclical 4.72%
Energy 6.43%
Financial 41.31%
Healthcare 7.56%
Services 9.47%
Technology 16.11%
Transportation 0.82%
Utilities 3.52%

56 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ACE LIMITED SHS -67 Sold Out 0
ACTIVISION BLIZZARD INC COM -111 Sold Out 0
ADOBE SYS INC COM -95 Sold Out 0
AIR PRODS & CHEMS INC COM -40 Sold Out 0
ALLEGION PUB LTD CO ORD SHS -445 Sold Out 0
ALLSTATE CORP COM -48 Sold Out 0
AMERICAN ELEC PWR INC COM -59 Sold Out 0
AMERICAN TOWER CORP NEW COM -111 Sold Out 0
AMGEN INC COM -2,669 Sold Out 0
AMPHENOL CORP NEW CL A -140 Sold Out 0
CAMPBELL SOUP CO COM -1,589 Sold Out 0
CAREFUSION CORP COM -2,983 Sold Out 0
CELGENE CORP COM -206 Sold Out 0
CHIPOTLE MEXICAN GRILL INC COM -2,497 Sold Out 0
CHUBB CORP COM -13,787 Sold Out 0
CONAGRA FOODS INC COM -2,158 Sold Out 0
COVANCE INC COM -40 Sold Out 0
DENBURY RES INC COM NEW -21 Sold Out 0
DIAMOND OFFSHORE DRILLING INC COM -104 Sold Out 0
DOLLAR GEN CORP NEW COM -2,483 Sold Out 0