DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 12/31/2014

Position Statistics

Total Positions 171
New Positions 38
Increased Positions 61
Decreased Positions 95
Positions with Activity 156
Sold Out Positions 29
Total Mkt Value (in $ millions) 603

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.09%
Capital Goods 2.01%
Conglomerates 0%
Consumer Cyclical 5.54%
Consumer/Non-Cyclical 12.79%
Energy 3.25%
Financial 27.94%
Healthcare 16.38%
Services 12.59%
Technology 10.37%
Transportation 1.25%
Utilities 4.73%

95 DECREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 100,696 -82,611 (45.07) 504,867
APPLE INC COM 17,325 -2,781 (13.83) 147,871
VERIZON COMMUNICATIONS INC COM 14,726 -573 (3.74) 322,154
BRISTOL MYERS SQUIBB CO COM 13,909 -1,690 (10.83) 230,786
PFIZER INC COM 13,680 -453 (3.21) 437,757
WELLS FARGO & CO NEW COM 12,471 -4,031 (24.43) 240,198
HASBRO INC COM 12,386 -168 (1.34) 225,520
MICROSOFT CORP COM 11,889 -2,657 (18.27) 294,270
INTEL CORP COM 11,271 -2,412 (17.63) 341,136
LILLY ELI & CO COM 10,878 -1,122 (9.35) 151,090
TORONTO DOMINION BK ONT COM NEW 10,148 -367 (3.49) 254,790
ABBVIE INC COM 10,064 -6,576 (39.52) 166,761
CHEVRON CORP NEW COM 9,149 -60 (0.66) 89,230
DOW CHEM CO COM 9,000 -3,286 (26.75) 199,300
CELGENE CORP COM 3,707 -1,810 (32.81) 31,109
OCCIDENTAL PETE CORP DEL COM 3,130 -9,811 (75.81) 39,126
CITIGROUP INC COM NEW 3,022 -575 (15.99) 64,358
JPMORGAN CHASE & CO COM 2,931 -1,282 (30.43) 53,896
EDISON INTL COM 2,891 -1,964 (40.46) 42,417
BIOGEN IDEC INC COM 2,303 -1,122 (32.77) 5,918