DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 06/30/2014

Position Statistics

Total Positions 133
New Positions 16
Increased Positions 79
Decreased Positions 48
Positions with Activity 127
Sold Out Positions 12
Total Mkt Value (in $ millions) 788

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 12.46%
Capital Goods 2.9%
Conglomerates 0%
Consumer Cyclical 3.77%
Consumer/Non-Cyclical 2.17%
Energy 10.59%
Financial 31.94%
Healthcare 7.18%
Services 7.53%
Technology 18.69%
Transportation 1.31%
Utilities 1.45%

48 DECREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 74,827 -117,022 (61) 379,929
VERIZON COMMUNICATIONS INC COM 17,299 -1,433 (7.65) 332,866
MICROSOFT CORP COM 16,753 -138 (0.82) 381,757
DOW CHEM CO COM 14,338 -57 (0.4) 268,252
TE CONNECTIVITY LTD REG SHS 13,030 -1,334 (9.28) 207,711
LILLY ELI & CO COM 12,681 -3,408 (21.18) 202,031
GENERAL ELECTRIC CO COM 12,134 -1,491 (10.94) 476,783
CHEVRON CORP NEW COM 11,939 -1,740 (12.72) 90,161
OCCIDENTAL PETE CORP DEL COM 11,786 -2,100 (15.12) 118,656
LYONDELLBASELL INDUSTRIES N V SHS - A - 10,656 -5,958 (35.86) 98,400
GARMIN LTD SHS 10,307 -2,775 (21.22) 179,000
MERCK & CO INC NEW COM 9,771 -1,224 (11.14) 166,800
NEXTERA ENERGY INC COM 9,555 -6,091 (38.93) 97,100
JOHNSON & JOHNSON COM 8,483 -3,334 (28.21) 83,200
KIMBERLY CLARK CORP COM 8,235 -3,523 (29.96) 76,900
AT&T INC COM 5,606 -4,641 (45.29) 153,200
ANADARKO PETE CORP COM 3,674 -261 (6.64) 33,633
JPMORGAN CHASE & CO COM 3,505 -12,887 (78.62) 59,765
UNION PAC CORP COM 3,433 -142 (3.97) 34,468
PFIZER INC COM 3,428 -138 (3.87) 115,298