DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 06/30/2014

Position Statistics

Total Positions 133
New Positions 16
Increased Positions 79
Decreased Positions 48
Positions with Activity 127
Sold Out Positions 12
Total Mkt Value (in $ millions) 796

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 12.3%
Capital Goods 2.96%
Conglomerates 0%
Consumer Cyclical 3.71%
Consumer/Non-Cyclical 2.24%
Energy 9.91%
Financial 32.18%
Healthcare 7.44%
Services 7.67%
Technology 18.8%
Transportation 1.38%
Utilities 1.41%

48 DECREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 76,252 -119,250 (61) 379,929
MICROSOFT CORP COM 18,141 -149 (0.82) 381,757
VERIZON COMMUNICATIONS INC COM 16,760 -1,388 (7.65) 332,866
DOW CHEM CO COM 14,349 -57 (0.4) 268,252
LILLY ELI & CO COM 13,441 -3,613 (21.18) 202,031
TE CONNECTIVITY LTD REG SHS 12,654 -1,295 (9.28) 207,711
GENERAL ELECTRIC CO COM 12,535 -1,540 (10.94) 476,783
OCCIDENTAL PETE CORP DEL COM 11,594 -2,065 (15.12) 118,656
CHEVRON CORP NEW COM 11,252 -1,640 (12.72) 90,161
LYONDELLBASELL INDUSTRIES N V SHS - A - 11,218 -6,273 (35.86) 98,400
MERCK & CO INC NEW COM 10,090 -1,264 (11.14) 166,800
GARMIN LTD SHS 9,326 -2,511 (21.22) 179,000
NEXTERA ENERGY INC COM 9,238 -5,889 (38.93) 97,100
JOHNSON & JOHNSON COM 8,985 -3,531 (28.21) 83,200
KIMBERLY CLARK CORP COM 8,223 -3,518 (29.96) 76,900
AT&T INC COM 5,434 -4,499 (45.29) 153,200
UNION PAC CORP COM 3,769 -156 (3.97) 34,468
JPMORGAN CHASE & CO COM 3,652 -13,430 (78.62) 59,765
ANADARKO PETE CORP COM 3,536 -251 (6.64) 33,633
PFIZER INC COM 3,505 -141 (3.87) 115,298