DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 12/31/2014

Position Statistics

Total Positions 171
New Positions 38
Increased Positions 61
Decreased Positions 95
Positions with Activity 156
Sold Out Positions 29
Total Mkt Value (in $ millions) 630

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.2%
Capital Goods 2.04%
Conglomerates 0%
Consumer Cyclical 5.76%
Consumer/Non-Cyclical 12.47%
Energy 3.15%
Financial 28.46%
Healthcare 16.24%
Services 12.62%
Technology 10.61%
Transportation 1.23%
Utilities 4.15%

95 DECREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 106,138 -87,076 (45.07) 504,867
APPLE INC COM 19,007 -3,052 (13.83) 147,871
VERIZON COMMUNICATIONS INC COM 15,808 -615 (3.74) 322,154
PFIZER INC COM 15,164 -502 (3.21) 437,757
BRISTOL MYERS SQUIBB CO COM 15,156 -1,841 (10.83) 230,786
HASBRO INC COM 14,079 -191 (1.34) 225,520
WELLS FARGO & CO NEW COM 13,168 -4,256 (24.43) 240,198
MICROSOFT CORP COM 12,670 -2,832 (18.27) 294,270
INTEL CORP COM 11,640 -2,491 (17.63) 341,136
TORONTO DOMINION BK ONT COM NEW 11,109 -402 (3.49) 254,790
LILLY ELI & CO COM 10,675 -1,101 (9.35) 151,090
ABBVIE INC COM 10,051 -6,568 (39.52) 166,761
DOW CHEM CO COM 9,879 -3,607 (26.75) 199,300
CHEVRON CORP NEW COM 9,383 -62 (0.66) 89,230
CELGENE CORP COM 3,720 -1,817 (32.81) 31,109
CITIGROUP INC COM NEW 3,454 -658 (15.99) 64,358
JPMORGAN CHASE & CO COM 3,349 -1,464 (30.43) 53,896
OCCIDENTAL PETE CORP DEL COM 3,065 -9,606 (75.81) 39,126
EDISON INTL COM 2,691 -1,829 (40.46) 42,417
BIOGEN IDEC INC COM 2,451 -1,194 (32.77) 5,918