DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 06/30/2014

Position Statistics

Total Positions 133
New Positions 16
Increased Positions 79
Decreased Positions 48
Positions with Activity 127
Sold Out Positions 12
Total Mkt Value (in $ millions) 796

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 12.3%
Capital Goods 2.96%
Conglomerates 0%
Consumer Cyclical 3.71%
Consumer/Non-Cyclical 2.24%
Energy 9.91%
Financial 32.18%
Healthcare 7.44%
Services 7.67%
Technology 18.8%
Transportation 1.38%
Utilities 1.41%

127 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 76,252 -119,250 (61) 379,929
ISHARES TR MSCI EMG MKT ETF 45,905 309 .68 1,056,262
APPLE INC COM 18,655 12,711 213.84 184,781
MICROSOFT CORP COM 18,141 -149 (0.82) 381,757
FORD MTR CO DEL COM PAR $0.01 17,272 11,324 190.36 1,037,358
INTEL CORP COM 17,005 13,706 415.51 488,355
WELLS FARGO & CO NEW COM 16,793 465 2.85 314,716
VERIZON COMMUNICATIONS INC COM 16,760 -1,388 (7.65) 332,866
AMERIPRISE FINL INC COM 15,977 563 3.65 126,151
BLACKROCK INC COM 14,426 13 .09 43,485
PNC FINL SVCS GROUP INC COM 14,385 30 .21 163,674
DOW CHEM CO COM 14,349 -57 (0.4) 268,252
DU PONT E I DE NEMOURS & CO COM 14,032 52 .37 196,946
LILLY ELI & CO COM 13,441 -3,613 (21.18) 202,031
AGRIUM INC COM 12,981 12,981 New 139,388
TE CONNECTIVITY LTD REG SHS 12,654 -1,295 (9.28) 207,711
SCHLUMBERGER LTD COM 12,567 8,171 185.86 121,761
GENERAL ELECTRIC CO COM 12,535 -1,540 (10.94) 476,783
EATON CORP PLC SHS 11,702 23 .19 176,319
HARRIS CORP DEL COM 11,635 1,455 14.29 166,526