DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 06/30/2014

Position Statistics

Total Positions 133
New Positions 16
Increased Positions 79
Decreased Positions 48
Positions with Activity 127
Sold Out Positions 12
Total Mkt Value (in $ millions) 796

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 12.37%
Capital Goods 2.92%
Conglomerates 0%
Consumer Cyclical 3.79%
Consumer/Non-Cyclical 2.21%
Energy 10.33%
Financial 32.05%
Healthcare 7.3%
Services 7.51%
Technology 18.76%
Transportation 1.32%
Utilities 1.43%

127 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 76,039 -118,917 (61) 379,929
ISHARES TR MSCI EMG MKT ETF 47,669 321 .68 1,056,262
APPLE INC COM 18,894 12,874 213.84 184,781
FORD MTR CO DEL COM PAR $0.01 18,071 11,847 190.36 1,037,358
MICROSOFT CORP COM 17,133 -141 (0.82) 381,757
INTEL CORP COM 16,922 13,639 415.51 488,355
VERIZON COMMUNICATIONS INC COM 16,447 -1,362 (7.65) 332,866
WELLS FARGO & CO NEW COM 16,098 446 2.85 314,716
AMERIPRISE FINL INC COM 15,795 557 3.65 126,151
DOW CHEM CO COM 14,389 -57 (0.4) 268,252
BLACKROCK INC COM 14,300 13 .09 43,485
PNC FINL SVCS GROUP INC COM 13,837 29 .21 163,674
SCHLUMBERGER LTD COM 13,413 8,721 185.86 121,761
AGRIUM INC COM 13,222 13,222 New 139,388
DU PONT E I DE NEMOURS & CO COM 13,028 48 .37 196,946
TE CONNECTIVITY LTD REG SHS 12,880 -1,318 (9.28) 207,711
LILLY ELI & CO COM 12,750 -3,427 (21.18) 202,031
GENERAL ELECTRIC CO COM 12,401 -1,523 (10.94) 476,783
OCCIDENTAL PETE CORP DEL COM 12,341 -2,199 (15.12) 118,656
EATON CORP PLC SHS 12,267 24 .19 176,319