DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 12/31/2013

Position Statistics

Total Positions 145
New Positions 1
Increased Positions 20
Decreased Positions 74
Positions with Activity 94
Sold Out Positions 4
Total Mkt Value (in $ millions) 902

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.9%
Capital Goods 0.87%
Conglomerates 0%
Consumer Cyclical 2.56%
Consumer/Non-Cyclical 3.63%
Energy 3.28%
Financial 54.61%
Healthcare 4.68%
Services 4.86%
Technology 14.93%
Transportation 0.42%
Utilities 2.22%

94 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 303,249 76,595 33.79 1,626,958
ISHARES MSCI EMG MKT ETF 45,477 -50,517 (52.63) 1,082,525
MICROSOFT CORP COM 17,752 2,284 14.77 443,689
LYONDELLBASELL INDUSTRIES N V SHS - A - 17,410 -2,978 (14.61) 189,017
DU PONT E I DE NEMOURS & CO COM 17,101 338 2.01 255,308
INTEL CORP COM 16,757 833 5.23 619,730
TE CONNECTIVITY LTD REG SHS 16,694 -65 (0.39) 273,355
JPMORGAN CHASE & CO COM 15,940 -2,344 (12.82) 288,661
EATON CORP PLC SHS 15,932 -223 (1.38) 215,824
PNC FINL SVCS GROUP INC COM 15,736 378 2.46 187,845
DOW CHEM CO COM 15,659 -4,307 (21.57) 321,402
FORD MTR CO DEL COM PAR $0.01 15,338 -100 (0.65) 958,655
AMERIPRISE FINL INC COM 14,900 -2,901 (16.3) 140,522
GENERAL ELECTRIC CO COM 14,503 -1,921 (11.69) 546,029
HERSHEY CO COM 14,427 -92 (0.63) 143,396
KLA-TENCOR CORP COM 14,221 -3,331 (18.98) 215,108
CHUBB CORP COM 13,584 -2,081 (13.29) 149,584
BLACKROCK INC COM 13,406 1,688 14.40 43,473
KIMBERLY CLARK CORP COM 12,357 5,402 77.67 109,800
MICROCHIP TECHNOLOGY INC COM 12,258 -3,285 (21.13) 259,000