DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 03/31/2013

Position Statistics:

Total Positions 159
New Positions 14
Increased Positions 32
Decreased Positions 72
Positions with Activity 104
Sold Out Positions 5
Total Mkt Value
(in $ millions)
675

Sector Weighting

Basic Materials 9.62%
Capital Goods 3.89%
Conglomerates 0%
Consumer Cyclical 3.36%
Consumer/Non-Cyclical 11.8%
Energy 9.67%
Financial 25.44%
Healthcare 13.37%
Services 11.35%
Technology 9.53%
Transportation 0.63%
Utilities 1.34%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

159 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
BRISTOL MYERS SQUIBB CO COM 29,435 16,580 128.97 626,280
CHEVRON CORP NEW COM 26,154 3,949 17.79 208,563
HARTFORD FINL SVCS GROUP INC COM 20,853 -7,886 (27.44) 686,407
JPMORGAN CHASE & CO COM 20,517 15,194 285.44 384,571
DOW CHEM CO COM 20,319 -235 (1.15) 578,879
GENERAL ELECTRIC CO COM 19,468 -2,471 (11.26) 822,811
MORGAN STANLEY COM NEW 19,240 -3,174 (14.16) 793,386
BANK OF AMERICA CORPORATION COM 18,923 -292 (1.52) 1,432,474
HERSHEY CO COM 18,523 -327 (1.74) 207,588
EATON CORP PLC SHS 18,281 -3,985 (17.9) 267,900
HOME DEPOT INC COM 18,224 74 .41 230,941
CHUBB CORP COM 17,236 -3,087 (15.19) 196,264
PPG INDS INC COM 16,961 -1,972 (10.42) 108,126
US BANCORP DEL COM NEW 16,498 -4,252 (20.49) 468,413
BLACKROCK INC COM 16,487 16,487 New 58,300
ACCENTURE PLC IRELAND SHS CLASS A 16,419 -2,115 (11.41) 198,964
DU PONT E I DE NEMOURS & CO COM 15,692 15,692 New 283,500
GANNETT INC COM 15,390 -6,961 (31.15) 728,000
SCHLUMBERGER LTD COM 15,208 11,828 350.00 201,746
MERCK & CO INC NEW COM 14,857 -4,288 (22.4) 313,900

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