DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 03/31/2014

Position Statistics

Total Positions 173
New Positions 31
Increased Positions 51
Decreased Positions 115
Positions with Activity 166
Sold Out Positions 56
Total Mkt Value (in $ millions) 875

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.38%
Capital Goods 1.78%
Conglomerates 0%
Consumer Cyclical 1.84%
Consumer/Non-Cyclical 4.7%
Energy 6.46%
Financial 41.35%
Healthcare 7.57%
Services 9.51%
Technology 15.96%
Transportation 0.81%
Utilities 3.52%

173 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 193,505 -129,690 (40.13) 974,100
ISHARES TR MSCI EMG MKT ETF 47,170 -1,501 (3.08) 1,049,146
VERIZON COMMUNICATIONS INC COM 18,400 10,176 123.73 360,432
MICROSOFT CORP COM 17,090 -2,610 (13.25) 384,899
JPMORGAN CHASE & CO COM 16,539 -541 (3.17) 279,525
LILLY ELI & CO COM 16,500 13,718 493.13 256,331
WELLS FARGO & CO NEW COM 15,786 10,634 206.42 305,993
LYONDELLBASELL INDUSTRIES N V SHS - A - 15,714 -3,646 (18.83) 153,423
NEXTERA ENERGY INC COM 15,696 2,438 18.39 158,996
KLA-TENCOR CORP COM 15,559 -148 (0.95) 213,075
AMERIPRISE FINL INC COM 14,912 -2,306 (13.39) 121,704
DOW CHEM CO COM 14,500 -2,804 (16.21) 269,317
TE CONNECTIVITY LTD REG SHS 14,496 -2,810 (16.24) 228,969
OCCIDENTAL PETE CORP DEL COM 14,103 14,103 New 139,795
CHEVRON CORP NEW COM 13,930 683 5.15 103,301
GENERAL ELECTRIC CO COM 13,887 -277 (1.96) 535,351
PNC FINL SVCS GROUP INC COM 13,813 -2,073 (13.05) 163,334
BLACKROCK INC COM 13,788 -9 (0.06) 43,445
EATON CORP PLC SHS 13,617 -3,083 (18.46) 175,979
CONSOLIDATED EDISON INC COM 13,235 6,226 88.83 230,937