DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 06/30/2014

Position Statistics

Total Positions 133
New Positions 16
Increased Positions 79
Decreased Positions 48
Positions with Activity 127
Sold Out Positions 12
Total Mkt Value (in $ millions) 799

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 12.35%
Capital Goods 2.91%
Conglomerates 0%
Consumer Cyclical 3.78%
Consumer/Non-Cyclical 2.21%
Energy 10.32%
Financial 31.99%
Healthcare 7.33%
Services 7.53%
Technology 18.83%
Transportation 1.32%
Utilities 1.43%

133 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 76,256 -119,256 (61) 379,929
ISHARES TR MSCI EMG MKT ETF 47,595 321 .68 1,056,262
APPLE INC COM 18,940 12,905 213.84 184,781
FORD MTR CO DEL COM PAR $0.01 18,060 11,840 190.36 1,037,358
MICROSOFT CORP COM 17,343 -143 (0.82) 381,757
INTEL CORP COM 17,053 13,745 415.51 488,355
VERIZON COMMUNICATIONS INC COM 16,583 -1,373 (7.65) 332,866
WELLS FARGO & CO NEW COM 16,189 449 2.85 314,716
AMERIPRISE FINL INC COM 15,865 559 3.65 126,151
BLACKROCK INC COM 14,373 13 .09 43,485
DOW CHEM CO COM 14,365 -57 (0.4) 268,252
PNC FINL SVCS GROUP INC COM 13,871 29 .21 163,674
SCHLUMBERGER LTD COM 13,350 8,680 185.86 121,761
AGRIUM INC COM 13,190 13,190 New 139,388
DU PONT E I DE NEMOURS & CO COM 13,020 48 .37 196,946
TE CONNECTIVITY LTD REG SHS 13,019 -1,332 (9.28) 207,711
LILLY ELI & CO COM 12,841 -3,451 (21.18) 202,031
GENERAL ELECTRIC CO COM 12,387 -1,522 (10.94) 476,783
EATON CORP PLC SHS 12,309 24 .19 176,319
OCCIDENTAL PETE CORP DEL COM 12,308 -2,193 (15.12) 118,656