DAIWA SB INVESTMENTS LTD. Information

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO, , 100-0013, (1036) 205-0200

Report Date: 03/31/2016

Position Statistics

Total Positions 192
New Positions 63
Increased Positions 95
Decreased Positions 93
Positions with Activity 188
Sold Out Positions 20
Total Mkt Value (in $ millions) 396

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.36%
Capital Goods 4.51%
Conglomerates 0%
Consumer Cyclical 1.7%
Consumer/Non-Cyclical 11.83%
Energy 8.98%
Financial 21.64%
Healthcare 10.51%
Services 17.63%
Technology 11.52%
Transportation 1.3%
Utilities 5.32%

192 Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR MSCI EMG MKT ETF 30,791 1,160 3.91 895,339
SPDR S&P 500 ETF TR TR UNIT 15,088 377 2.56 73,126
BRISTOL MYERS SQUIBB CO COM 12,555 -474 (3.64) 173,940
JPMORGAN CHASE & CO COM 11,651 27 .23 184,350
CONOCOPHILLIPS COM 10,626 9,761 1,129.08 222,340
HOME DEPOT INC COM 10,616 -521 (4.68) 79,290
WELLS FARGO & CO NEW COM 10,514 -149 (1.4) 210,370
MICROSOFT CORP COM 9,906 559 5.99 198,640
ALTRIA GROUP INC COM 9,695 -1,589 (14.09) 154,600
DOW CHEM CO COM 9,676 1,663 20.76 183,910
SCHLUMBERGER LTD COM 9,572 -250 (2.55) 119,140
AMERICAN WTR WKS CO INC NEW COM 9,514 -845 (8.16) 130,760
NEXTERA ENERGY INC COM 9,469 -873 (8.44) 80,530
ANALOG DEVICES INC COM 9,439 549 6.17 167,600
STARBUCKS CORP COM 9,327 -1,176 (11.2) 165,870
MERCK & CO INC NEW COM 9,301 -264 (2.76) 169,610
AT&T INC COM 9,245 542 6.22 238,150
APPLE INC COM 9,086 -1,278 (12.33) 96,930
REYNOLDS AMERICAN INC COM 8,991 -1,556 (14.75) 181,270
MCDONALDS CORP COM 8,974 -1,106 (10.97) 70,950