DAFNA CAPITAL MANAGEMENT LLC Information

10990 WILSHIRE BOULEVARD, LOS ANGELES, California, 90024, (310) 954-3200

Report Date: 09/30/2014

Position Statistics

Total Positions 62
New Positions 15
Increased Positions 21
Decreased Positions 14
Positions with Activity 35
Sold Out Positions 6
Total Mkt Value (in $ millions) 113

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare 82.82%
Services
Technology
Transportation
Utilities

62 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PHARMACYCLICS INC COM 17,588 -745 (4.07) 110,928
ATRICURE INC COM 12,109 564 4.89 598,883
AUSPEX PHARMACEUTICALS INC COM 8,886 8,886 New 152,002
DISCOVERY LABORATORIES INC NEW COM NEW 7,465 New 5,698,739
NXSTAGE MEDICAL INC COM 7,261 New 384,154
AERIE PHARMACEUTICALS INC COM 4,349 4,349 New 145,342
OCERA THERAPEUTICS INC COM 4,203 3,203 320.65 675,650
NOVADAQ TECHNOLOGIES INC COM 3,763 New 263,541
INSULET CORP COM 3,525 New 109,418
DERMA SCIENCES INC COM PAR $.01 3,325 New 384,794
PROTALIX BIOTHERAPEUTICS INC COM 2,564 219 9.33 1,288,440
BIOSPECIFICS TECHNOLOGIES CORP COM 2,481 -415 (14.32) 60,054
BLUEBIRD BIO INC COM 2,398 2,398 New 25,000
BIOTELEMETRY INC COM 2,394 New 235,645
CLOVIS ONCOLOGY INC COM 2,389 2,389 New 36,900
NEUROCRINE BIOSCIENCES INC COM 2,097 2,097 New 66,141
XENOPORT INC COM 2,066 New 240,190
STEREOTAXIS INC COM NEW 2,062 -10 (0.47) 1,374,975
THRESHOLD PHARMACEUTICAL INC COM NEW 1,957 574 41.47 555,965
SPECTRANETICS CORP COM 1,461 New 42,162