DAFNA CAPITAL MANAGEMENT LLC Information

10990 WILSHIRE BOULEVARD, LOS ANGELES, California, 90024, (310) 954-3200

Report Date: 12/31/2014

Position Statistics

Total Positions 64
New Positions 8
Increased Positions 24
Decreased Positions 18
Positions with Activity 42
Sold Out Positions 8
Total Mkt Value (in $ millions) 136

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.87%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare 80.16%
Services
Technology
Transportation
Utilities

64 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PHARMACYCLICS INC COM 28,232 New 110,928
ATRICURE INC COM 14,715 1,389 10.43 661,331
AUSPEX PHARMACEUTICALS INC COM 13,718 -1,627 (10.6) 135,885
NXSTAGE MEDICAL INC COM 7,018 New 384,154
DISCOVERY LABORATORIES INC NEW COM NEW 6,497 New 5,698,739
INTERCEPT PHARMACEUTICALS INC COM 5,584 5,074 995 21,900
RIGEL PHARMACEUTICALS INC COM NEW 3,378 3,378 New 749,066
DERMA SCIENCES INC COM PAR $.01 3,059 New 384,794
PROTALIX BIOTHERAPEUTICS INC COM 3,017 208 7.41 1,383,889
INSULET CORP COM 2,951 New 109,418
NOVADAQ TECHNOLOGIES INC COM 2,780 New 263,541
STEREOTAXIS INC COM NEW 2,626 New 1,374,975
CTI BIOPHARMA CORP COM 2,551 2,551 New 1,425,000
MASIMO CORP COM 2,306 1,709 285.71 67,500
OCERA THERAPEUTICS INC COM 2,127 -137 (6.03) 634,893
CLOVIS ONCOLOGY INC COM 1,962 -1,067 (35.23) 23,900
BIOTELEMETRY INC COM 1,921 New 235,645
THRESHOLD PHARMACEUTICAL INC COM NEW 1,869 -88 (4.5) 530,965
ACHILLION PHARMACEUTICALS INC COM 1,803 1,566 659.62 197,500
TREVENA INC COM 1,761 1,761 New 280,000