DAFNA CAPITAL MANAGEMENT LLC Information

10990 WILSHIRE BOULEVARD, LOS ANGELES, California, 90024, (310) 954-3200

Report Date: 03/31/2013

Position Statistics:

Total Positions 49
New Positions 6
Increased Positions 14
Decreased Positions 28
Positions with Activity 42
Sold Out Positions 6
Total Mkt Value
(in $ millions)
57

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare 99.73%
Services 0.27%
Technology 0%
Transportation
Utilities

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

49 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
NOVADAQ TECHNOLOGIES INC COM 7,558 -1,496 (16.52) 535,249
PHARMACYCLICS INC COM 7,211 -4,321 (37.47) 85,128
INSULET CORP COM 4,877 -24 (0.49) 163,981
ATRICURE INC COM 4,292 1,223 39.84 477,401
NXSTAGE MEDICAL INC COM 3,400 2,329 217.34 251,654
ARIAD PHARMACEUTICALS INC COM 3,089 70 2.32 176,215
GIVEN IMAGING ORD SHS 2,512 -163 (6.11) 156,249
PROTALIX BIOTHERAPEUTICS INC COM 1,911 -274 (12.52) 366,866
DYAX CORP COM 1,813 906 99.95 719,516
CARDIONET INC COM 1,502 -190 (11.25) 538,188
CARDICA INC COM 1,372 560 68.97 1,072,069
SPECTRANETICS CORP COM 1,027 -137 (11.79) 52,362
XENOPORT INC COM 1,023 -178 (14.82) 191,262
RIGEL PHARMACEUTICALS INC COM NEW 990 -433 (30.43) 216,067
RTI BIOLOGICS INC COM 933 -447 (32.4) 217,058
IMMUNOMEDICS INC COM 914 914 New 290,000
ACHILLION PHARMACEUTICALS INC COM 905 -124 (12.05) 116,800
JOHNSON & JOHNSON COM 833 New 9,400
CUTERA INC COM 828 -263 (24.09) 91,394
BIOSPECIFICS TECHNOLOGIES CORP COM 816 New 51,692

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