DAFNA CAPITAL MANAGEMENT LLC Information

10990 WILSHIRE BOULEVARD, LOS ANGELES, California, 90024, (310) 954-3200

Report Date: 12/31/2014

Position Statistics

Total Positions 64
New Positions 8
Increased Positions 24
Decreased Positions 18
Positions with Activity 42
Sold Out Positions 8
Total Mkt Value (in $ millions) 137

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.99%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare 81.59%
Services
Technology
Transportation
Utilities

64 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PHARMACYCLICS INC COM 28,470 New 110,928
ATRICURE INC COM 14,470 1,366 10.43 661,331
AUSPEX PHARMACEUTICALS INC COM 8,917 -1,058 (10.6) 135,885
DISCOVERY LABORATORIES INC NEW COM NEW 6,838 New 5,698,739
NXSTAGE MEDICAL INC COM 6,531 New 384,154
INTERCEPT PHARMACEUTICALS INC COM 5,708 5,187 995 21,900
AERIE PHARMACEUTICALS INC COM 3,964 -386 (8.88) 132,442
NOVADAQ TECHNOLOGIES INC COM 3,856 New 263,541
INSULET CORP COM 3,589 New 109,418
DERMA SCIENCES INC COM PAR $.01 3,367 New 384,794
STEREOTAXIS INC COM NEW 2,887 New 1,374,975
OCERA THERAPEUTICS INC COM 2,857 -183 (6.03) 634,893
CTI BIOPHARMA CORP COM 2,722 2,722 New 1,425,000
RIGEL PHARMACEUTICALS INC COM NEW 2,457 2,457 New 749,066
PROTALIX BIOTHERAPEUTICS INC COM 2,394 165 7.41 1,383,889
BIOTELEMETRY INC COM 2,281 New 235,645
THRESHOLD PHARMACEUTICAL INC COM NEW 2,172 -102 (4.5) 530,965
MASIMO CORP COM 2,079 1,540 285.71 67,500
TREVENA INC COM 2,050 2,050 New 280,000
ACHILLION PHARMACEUTICALS INC COM 2,009 1,744 659.62 197,500