DAFNA CAPITAL MANAGEMENT LLC Information

10990 WILSHIRE BOULEVARD, LOS ANGELES, California, 90024, (310) 954-3200

Report Date: 03/31/2014

Position Statistics

Total Positions 53
New Positions 9
Increased Positions 18
Decreased Positions 17
Positions with Activity 35
Sold Out Positions 9
Total Mkt Value (in $ millions) 98

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare 97.9%
Services
Technology 0%
Transportation
Utilities

53 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMPIO PHARMACEUTICALS INC COM 12,209 9,012 281.89 1,625,703
DISCOVERY LABORATORIES INC NEW COM NEW 10,999 New 5,698,739
PHARMACYCLICS INC COM 10,749 194 1.84 110,628
ATRICURE INC COM 9,581 1,918 25.02 570,987
NXSTAGE MEDICAL INC COM 5,271 New 384,154
STEREOTAXIS INC COM NEW 4,586 -1,185 (20.54) 1,381,460
NOVADAQ TECHNOLOGIES INC COM 4,370 -340 (7.22) 263,541
DERMA SCIENCES INC COM PAR $.01 4,314 3,674 574.97 384,794
INSULET CORP COM 4,171 -460 (9.93) 109,418
PROTALIX BIOTHERAPEUTICS INC COM 3,806 New 1,178,440
MERRIMACK PHARMACEUTICALS INC COM 3,527 1,181 50.34 514,853
BIOTA PHARMACEUTIALS INC COM 2,204 1,216 123.05 729,781
BIOSPECIFICS TECHNOLOGIES CORP COM 1,864 489 35.59 70,088
GALMED PHARMACEUTICALS LTD SHS 1,619 1,619 New 202,100
KERYX BIOPHARMACEUTICALS INC COM 1,519 851 127.27 100,000
BIOTELEMETRY INC COM 1,425 New 215,645
CARDICA INC COM 1,212 -11 (0.92) 1,053,704
THRESHOLD PHARMACEUTICAL INC COM NEW 1,114 -41 (3.57) 270,500
XENOPORT INC COM 1,033 201 24.15 220,190
JOHNSON & JOHNSON COM 995 New 9,400