D. E. SHAW & CO., INC. Information

1166 AVENUE OF THE AMERICAS, NINTH FLOOR, NEW YORK, New York, 10036, (212) 478-0000

Report Date: 09/30/2014

Position Statistics

Total Positions 2,672
New Positions 395
Increased Positions 1,286
Decreased Positions 1,355
Positions with Activity 2,641
Sold Out Positions 357
Total Mkt Value (in $ millions) 50,908

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.15%
Capital Goods 3.72%
Conglomerates 0.49%
Consumer Cyclical 3.43%
Consumer/Non-Cyclical 4.29%
Energy 9.68%
Financial 9.87%
Healthcare 10.1%
Services 25.86%
Technology 16.36%
Transportation 2.28%
Utilities 1.05%

1,355 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HURON CONSULTING GROUP INC COM -2,164 Sold Out 0
ICICI BK LTD ADR -576 Sold Out 0
IDERA PHARMACEUTICALS INC COM NEW -53 Sold Out 0
IGATE CORP COM -371 Sold Out 0
IKANG HEALTHCARE GROUP INC SPONSORED ADR -162 Sold Out 0
IMMERSION CORP COM -482 Sold Out 0
IMPERIAL OIL LTD COM NEW -641 Sold Out 0
IMPERVA INC COM -754 Sold Out 0
INDEPENDENT BANK CORP MASS COM -408 Sold Out 0
INDEPENDENT BANK CORP MICH COM NEW -1,247 Sold Out 0
INDEPENDENT BK GROUP INC COM -647 Sold Out 0
INTREXON CORP COM -241 Sold Out 0
IXYS CORP COM -617 Sold Out 0
JA SOLAR HOLDINGS CO LTD SPON ADR REP5ORD -92 Sold Out 0
JAKKS PAC INC COM -545 Sold Out 0
JD COM INC SPON ADR CL A -1,351 Sold Out 0
KADANT INC COM -545 Sold Out 0
KANSAS CITY SOUTHERN COM NEW -745 Sold Out 0
KB HOME COM -228 Sold Out 0
KELLY SVCS INC CL A -240 Sold Out 0