D. E. SHAW & CO., INC. Information

1166 AVENUE OF THE AMERICAS, NINTH FLOOR, NEW YORK, New York, 10036, (212) 478-0000

Report Date: 12/31/2014

Position Statistics

Total Positions 2,715
New Positions 414
Increased Positions 1,496
Decreased Positions 1,197
Positions with Activity 2,693
Sold Out Positions 297
Total Mkt Value (in $ millions) 53,244

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.29%
Capital Goods 3.93%
Conglomerates 0.44%
Consumer Cyclical 3.1%
Consumer/Non-Cyclical 3.75%
Energy 12.21%
Financial 9.82%
Healthcare 9.69%
Services 23.82%
Technology 14.83%
Transportation 1.9%
Utilities 1.03%

1,197 DECREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UNIVERSAL INS HLDGS INC COM -597 Sold Out 0
UNUM GROUP COM -2,162 Sold Out 0
US ECOLOGY INC COM -273 Sold Out 0
UTI WORLDWIDE INC ORD -549 Sold Out 0
V F CORP COM -34,832 Sold Out 0
VALLEY NATL BANCORP COM -563 Sold Out 0
VANTIV INC CL A -10,057 Sold Out 0
VECTOR GROUP LTD COM -743 Sold Out 0
VERMILION ENERGY INC COM -5,735 Sold Out 0
WESTAR ENERGY INC COM -2,406 Sold Out 0
WESTERN ASSET MTG CAP CORP COM -905 Sold Out 0
WEX INC COM -873 Sold Out 0
WI-LAN INC COM -32 Sold Out 0
WPP PLC NEW ADR -1,278 Sold Out 0
WUXI PHARMATECH CAYMAN INC SPONS ADR SHS -480 Sold Out 0
YUMA ENERGY INC COM -36 Sold Out 0
ZELTIQ AESTHETICS INC COM -1,597 Sold Out 0