D. E. SHAW & CO., INC. Information

1166 AVENUE OF THE AMERICAS, NINTH FLOOR, NEW YORK, New York, 10036, (212) 478-0000

Report Date: 03/31/2014

Position Statistics

Total Positions 2,659
New Positions 276
Increased Positions 1,173
Decreased Positions 1,456
Positions with Activity 2,629
Sold Out Positions 409
Total Mkt Value (in $ millions) 48,375

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.69%
Capital Goods 3.96%
Conglomerates 0.4%
Consumer Cyclical 3.43%
Consumer/Non-Cyclical 4.78%
Energy 10.71%
Financial 12.12%
Healthcare 10.61%
Services 25.62%
Technology 15.95%
Transportation 2.15%
Utilities 1.23%

1,456 DECREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FARMER BROS CO COM -275 Sold Out 0
FBL FINL GROUP INC CL A -386 Sold Out 0
FEDERAL MOGUL HOLDINGS CORP COM -1,288 Sold Out 0
FINISAR CORP COM NEW -211 Sold Out 0
FIRST AMERN FINL CORP COM -5,310 Sold Out 0
FIRST BANCORP P R COM NEW -59 Sold Out 0
FIRST COMWLTH FINL CORP PA COM -386 Sold Out 0
FIRST INDUSTRIAL REALTY TRUST COM -288 Sold Out 0
FIRST POTOMAC RLTY TR COM -1,303 Sold Out 0
FIRSTMERIT CORP COM -235 Sold Out 0
FIVE BELOW INC COM -893 Sold Out 0
FLEETMATICS GROUP PLC COM -507 Sold Out 0
FLOTEK INDS INC DEL COM -294 Sold Out 0
FORTUNE BRANDS HOME & SEC INC COM -1,949 Sold Out 0
FORWARD AIR CORP COM -329 Sold Out 0
FOUNDATION MEDICINE INC COM -194 Sold Out 0
FRANKLIN RES INC COM -2,432 Sold Out 0
FRONTLINE LTD SHS -191 Sold Out 0
FTI CONSULTING INC COM -297 Sold Out 0
FULLER H B CO COM -3,832 Sold Out 0