D. E. SHAW & CO., INC. Information

1166 AVENUE OF THE AMERICAS, NINTH FLOOR, NEW YORK, New York, 10036, (212) 478-0000

Report Date: 06/30/2014

Position Statistics

Total Positions 2,652
New Positions 408
Increased Positions 1,305
Decreased Positions 1,321
Positions with Activity 2,626
Sold Out Positions 372
Total Mkt Value (in $ millions) 45,763

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.01%
Capital Goods 3.75%
Conglomerates 0.54%
Consumer Cyclical 3.07%
Consumer/Non-Cyclical 4.21%
Energy 11.48%
Financial 11.88%
Healthcare 10.19%
Services 24.95%
Technology 15.73%
Transportation 2.6%
Utilities 1.23%

1,321 DECREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NORTEK INC COM NEW -244 Sold Out 0
NOVARTIS A G SPONSORED ADR -2,230 Sold Out 0
NQ MOBILE INC ADR REPSTG CL A -165 Sold Out 0
OMNOVA SOLUTIONS INC COM -130 Sold Out 0
ORITANI FINL CORP DEL COM -539 Sold Out 0
OUTERWALL INC COM -5,862 Sold Out 0
P T TELEKOMUNIKASI INDONESIA SPONSORED ADR -1,329 Sold Out 0
PACKAGING CORP AMER COM -7,488 Sold Out 0
PANDORA MEDIA INC COM -1,853 Sold Out 0
PARAMOUNT GOLD & SILVER CORP COM -117 Sold Out 0
PARK NATL CORP COM -296 Sold Out 0
PENNSYLVANIA RL ESTATE INVT TR SH BEN INT -1,307 Sold Out 0
PENNYMAC MTG INVT TR COM -3,897 Sold Out 0
PEOPLES UNITED FINANCIAL INC COM -3,001 Sold Out 0
PETMED EXPRESS INC COM -359 Sold Out 0
PETROLEO BRASILEIRO SA PETROBR SP ADR NON VTG -6,382 Sold Out 0
PIEDMONT OFFICE REALTY TR INC COM CL A -1,469 Sold Out 0
PINNACLE FINL PARTNERS INC COM -1,165 Sold Out 0
PORTFOLIO RECOVERY ASSOCS INC COM -644 Sold Out 0
POSCO SPONSORED ADR -6,280 Sold Out 0