D. E. SHAW & CO., INC. Information

1166 AVENUE OF THE AMERICAS, NINTH FLOOR, NEW YORK, New York, 10036, (212) 478-0000

Report Date: 12/31/2014

Position Statistics

Total Positions 2,707
New Positions 412
Increased Positions 1,491
Decreased Positions 1,194
Positions with Activity 2,685
Sold Out Positions 297
Total Mkt Value (in $ millions) 53,183

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.48%
Capital Goods 3.91%
Conglomerates 0.42%
Consumer Cyclical 3.04%
Consumer/Non-Cyclical 3.75%
Energy 12.73%
Financial 9.9%
Healthcare 9.45%
Services 23.58%
Technology 14.67%
Transportation 1.8%
Utilities 1.06%

1,194 DECREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UTI WORLDWIDE INC ORD -377 Sold Out 0
V F CORP COM -32,491 Sold Out 0
VALLEY NATL BANCORP COM -546 Sold Out 0
VANTIV INC CL A -10,745 Sold Out 0
VECTOR GROUP LTD COM -732 Sold Out 0
VERMILION ENERGY INC COM -6,219 Sold Out 0
WESTAR ENERGY INC COM -2,368 Sold Out 0
WESTERN ASSET MTG CAP CORP COM -880 Sold Out 0
WEX INC COM -919 Sold Out 0
WI-LAN INC COM -29 Sold Out 0
WPP PLC NEW ADR -1,263 Sold Out 0
WUXI PHARMATECH CAYMAN INC SPONS ADR SHS -532 Sold Out 0
YUMA ENERGY INC COM -23 Sold Out 0
ZELTIQ AESTHETICS INC COM -1,510 Sold Out 0