D. E. SHAW & CO., INC. Information

1166 AVENUE OF THE AMERICAS, NINTH FLOOR, NEW YORK, New York, 10036, (212) 478-0000

Report Date: 12/31/2013

Position Statistics

Total Positions 2,671
New Positions 382
Increased Positions 1,411
Decreased Positions 1,242
Positions with Activity 2,653
Sold Out Positions 279
Total Mkt Value (in $ millions) 42,374

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.93%
Capital Goods 4.43%
Conglomerates 0.48%
Consumer Cyclical 3.7%
Consumer/Non-Cyclical 4.54%
Energy 10.33%
Financial 14.51%
Healthcare 9.97%
Services 23.9%
Technology 15.58%
Transportation 1.95%
Utilities 1.23%

2,671 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BERKSHIRE HATHAWAY INC DEL CL B NEW 1,055,243 240,821 29.57 8,297,240
APPLE INC COM 984,399 -24,448 (2.42) 1,875,260
PHILLIPS 66 COM 558,236 151,833 37.36 6,953,617
BANK OF AMERICA CORPORATION COM 541,612 355,597 191.17 33,536,351
AMERICAN INTL GROUP INC COM NEW 529,282 -32,923 (5.86) 10,414,842
PRICELINE GRP INC COM NEW 526,915 -23,741 (4.31) 436,058
LYONDELLBASELL INDUSTRIES N V SHS - A - 496,497 64,399 14.90 5,390,257
LIBERTY GLOBAL PLC SHS CL C 468,213 81,805 21.17 12,161,381
JOHNSON & JOHNSON COM 461,237 -49,431 (9.68) 4,660,843
CITIGROUP INC COM NEW 445,630 201,436 82.49 9,241,591
TWENTY FIRST CENTY FOX INC CL B 438,341 -10,797 (2.4) 13,832,159
MERCK & CO INC NEW COM 396,105 236,460 148.12 7,014,431
LIBERTY MEDIA CORP DELAWARE CL A 388,407 128,067 49.19 3,113,233
GENERAL ELECTRIC CO COM 383,719 134,448 53.94 14,447,258
YAHOO INC COM 381,541 167,859 78.56 10,487,653
MARATHON PETE CORP COM 377,290 48,428 14.73 4,196,312
FACEBOOK INC CL A 349,507 -296,327 (45.88) 5,929,882
TESORO CORP COM 338,660 65,016 23.76 6,404,321
DAVITA HEALTHCARE PARTNERS INC COM 313,117 53,953 20.82 4,504,633
MICROSOFT CORP COM 291,744 -6,159 (2.07) 7,291,786