CTC ALTERNATIVE STRATEGIES, LTD. Information

440 SOUTH LASALLE ST., CHICAGO, Illinois, 60605, (312) 863-4525

Report Date: 09/30/2014

Position Statistics

Total Positions 268
New Positions 43
Increased Positions 59
Decreased Positions 183
Positions with Activity 242
Sold Out Positions 153
Total Mkt Value (in $ millions) 55

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.15%
Capital Goods 1.41%
Conglomerates 0.51%
Consumer Cyclical 2.73%
Consumer/Non-Cyclical 0.88%
Energy 2.38%
Financial 33.5%
Healthcare 1.64%
Services 19.8%
Technology 28.08%
Transportation 1.48%
Utilities 0.8%

268 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GOOGLE INC CL C 10,389 6,916 199.11 19,454
TWENTY FIRST CENTY FOX INC CL B 5,225 New 140,000
PNC FINL SVCS GROUP INC WT EXP 123118 4,957 New 185,674
COMERICA INC WT EXP 111418 3,273 New 184,400
COMCAST CORP NEW CL A SPL 2,324 New 40,000
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 1,094 202 22.57 54,305
CAPITAL ONE FINL CORP WT EXP 111418 1,038 New 25,000
RF MICRODEVICES INC COM 1,034 712 221.88 61,800
LIBERTY MEDIA CORP DELAWARE COM SER C 974 -85 (7.98) 28,526
CHIMERA INVT CORP COM 932 New 280,000
ISHARES NAT AMT FREE BD 757 New 6,894
NUVEEN INTER DURATION MN TMFD COM 686 New 54,845
BLACKHAWK NETWORK HLDGS INC CL B 518 -1,027 (66.48) 13,407
CISCO SYS INC COM 454 -1,006 (68.93) 16,000
JPMORGAN CHASE & CO COM 450 125 38.46 7,200
WELLS FARGO & CO NEW COM 431 -520 (54.65) 7,800
SPDR S&P 500 ETF TR TR UNIT 417 417 New 2,000
DEERE & CO COM 379 -686 (64.41) 4,200
HEALTH NET INC COM 376 102 37.26 7,000
BANK AMER CORP COM 370 -660 (64.05) 20,600