CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 12/31/2014

Position Statistics

Total Positions 4,175
New Positions 353
Increased Positions 2,069
Decreased Positions 2,047
Positions with Activity 4,116
Sold Out Positions 187
Total Mkt Value (in $ millions) 97,018

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.56%
Capital Goods 3.29%
Conglomerates 0.18%
Consumer Cyclical 2.82%
Consumer/Non-Cyclical 5.91%
Energy 7.6%
Financial 26.37%
Healthcare 9.06%
Services 18.24%
Technology 15.12%
Transportation 1.96%
Utilities 3.55%

4,175 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ADAMS RES & ENERGY INC COM NEW -301 Sold Out 0
ADEPT TECHNOLOGY INC COM NEW -151 Sold Out 0
ADEPTUS HEALTH INC CL A -603 Sold Out 0
ADVISORSHARES TR RANGER EQUITY BE -3,304 Sold Out 0
ALASKA COMMUNICATIONS SYS GRP COM -562 Sold Out 0
ALCOA INC DEP SHS 1/10TH -20,731 Sold Out 0
ALCOBRA LTD SHS -334 Sold Out 0
ALLIANCE HEALTHCARE SRVCS INC COM PAR $0.01 -330 Sold Out 0
ALPHATEC HOLDINGS INC COM -17 Sold Out 0
AMEC FOSTER WHEELER PLC SPONSORED ADR -72,115 Sold Out 0
AMERICAN SOFTWARE INC CL A -110 Sold Out 0
ARK ETF TR WEB X.O ETF -2,186 Sold Out 0
ARK ETF TR INDL INNOVATIN -985 Sold Out 0
ASHFORD INC COM -307 Sold Out 0
ASPEN AEROGELS INC COM -126 Sold Out 0
AVALON RARE METALS INC COM -16 Sold Out 0
AVIAT NETWORKS INC COM -14 Sold Out 0
BARCLAYS BANK PLC ETN DJUBS ENRG37 -137 Sold Out 0
BARCLAYS BANK PLC ETN DJUBS AGRI37 -232 Sold Out 0
BARCLAYS BK PLC ADR 2 PREF 2 -1,235 Sold Out 0