CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 03/31/2014

Position Statistics

Total Positions 4,217
New Positions 307
Increased Positions 1,769
Decreased Positions 2,409
Positions with Activity 4,178
Sold Out Positions 154
Total Mkt Value (in $ millions) 89,353

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.31%
Capital Goods 3.67%
Conglomerates 0.19%
Consumer Cyclical 2.39%
Consumer/Non-Cyclical 4.92%
Energy 10.1%
Financial 29.01%
Healthcare 7.65%
Services 16.4%
Technology 14%
Transportation 2.14%
Utilities 3.44%

4,217 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ACCESS NATL CORP COM -168 Sold Out 0
ADAMS RES & ENERGY INC COM NEW -236 Sold Out 0
AEGEAN MARINE PETROLEUM NETWRK SHS -559 Sold Out 0
ALEXCO RESOURCE CORP COM -1,237 Sold Out 0
AMERICAN NATL BANKSHARES INC COM -188 Sold Out 0
AMES NATL CORP COM -221 Sold Out 0
ANNIES INC COM -2,146 Sold Out 0
ARC GROUP WORLDWIDE INC COM -387 Sold Out 0
ARMADA HOFFLER PPTYS INC COM -105 Sold Out 0
AV HOMES INC COM -163 Sold Out 0
AVID TECHNOLOGY INC COM -605 Sold Out 0
BARCLAYS BANK PLC ADS7.75%PFD S4 -261 Sold Out 0
BBVA BANCO FRANCES S A SPONSORED ADR -705 Sold Out 0
BEL FUSE INC CL B -241 Sold Out 0
BLACKROCK DEBT STRAT FD INC COM -60 Sold Out 0
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN -266 Sold Out 0
BLACKROCK MUNIYIELD FD INC COM -148 Sold Out 0
BLUE NILE INC COM -149 Sold Out 0
BROADWIND ENERGY INC COM NEW -367 Sold Out 0
C & F FINL CORP COM -154 Sold Out 0