CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 03/31/2014

Position Statistics

Total Positions 4,218
New Positions 307
Increased Positions 1,769
Decreased Positions 2,410
Positions with Activity 4,179
Sold Out Positions 154
Total Mkt Value (in $ millions) 89,728

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.3%
Capital Goods 3.7%
Conglomerates 0.19%
Consumer Cyclical 2.4%
Consumer/Non-Cyclical 4.95%
Energy 10.13%
Financial 29.04%
Healthcare 7.6%
Services 16.3%
Technology 14%
Transportation 2.17%
Utilities 3.43%

4,218 Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 35,375 20,185 132.88 333,949
ISHARES 10+ YR CR BD ETF 228 -2 (0.67) 3,734
ISHARES 10-20 YR TRS ETF 381 -82 (17.68) 2,928
ISHARES 1-3 YR CR BD ETF 9,246 161 1.77 87,692
ISHARES TR 1-3 YR TR BD ETF 715 -990 (58.04) 8,466
ISHARES TR 20+ YR TR BD ETF 63,510 -358,659 (84.96) 549,062
DIREXION SHS ETF TR 20YR TRES BEAR 279 279 New 10,800
DIREXION SHS ETF TR 20YR TRES BULL 502 502 New 7,700
ISHARES 3-7 YR TR BD ETF 3,421 -1,347 (28.25) 28,165
CREDIT SUISSE NASSAU BRH 3X INVERS SILV 3,843 3,843 New 100,000
CREDIT SUISSE NASSAU BRH 3X LONG GOLD 793 793 New 50,000
COMMONWEALTH REIT 6.50% PFD CUM CO 19,298 18,676 2,999.27 771,006
BANK OF AMERICA CORPORATION 7.25%CNV PFD L 3,460 233 7.22 2,970
ISHARES TR 7-10 Y TR BD ETF 67,744 -121,146 (64.14) 652,013
DIREXION SHS ETF TR 7-10YR TR BEAR 338 338 New 10,500
ACACIA RESH CORP ACACIA TCH COM 1,219 -2,484 (67.08) 69,673
BANCO SANTANDER SA ADR 8,302 2,118 34.24 812,355
BARCLAYS PLC ADR 1,649 -597 (26.6) 110,682
BT GROUP PLC ADR 5,992 5,992 New 91,782
CARNIVAL PLC ADR -274 Sold Out 0